5.6.11 Using Registered Representative Tab

About Registered Representative Tab

The Registered Representative tab displays information about the registered representatives associated with the events of this case. Investigators can use this information to provide insight on registered representative motivations through examination of trading activity in accounts with which they are associated.

The following tasks are performed using the Registered Representative tab:

• View and analyze the registered representatives that are associated with the case
• Retrieve detailed information for the registered representatives.
• Retrieve contact information for the registered representatives.

List of Registered Representatives

The List of Registered Representatives section provides information about registered representatives that are associated with this case.

Details

The Details section provides employment information about the selected registered representative.

To view more details about the registered representative, follow these steps:

1. Select the check box associated with the registered representative in the List of Registered Representatives.
2. Click View Registered Representative Details.
3. The details for the selected registered representative display in the Details section.

Contact Information

The Contact Information section provides contact information about the selected registered representative.

To view contact information for the registered representative, follow these steps:

1. Select the check box associated with the registered representative in the List of Registered Representatives.
2. Click View Registered Representative Details.
3. The contact information for the selected registered representative display in the Contact Information section.