Table of Contents

1. Setting up Fund Hierarchies

  • 1.1 Setting up Fund
  • 1.2 Fund Hierarchy Setup
  • 1.2.1 Setting up Fund Hierarchy
  • 1.2.2 Invoking Fund Families Screen
  • 1.3 Fund Family Summary Screen
  • 1.3.1 Retrieving Record in Fund Family Summary Screen
  • 1.3.2 Editing Fund Family Record
  • 1.3.3 Viewing Fund Family Record
  • 1.3.4 Deleting Fund Family Record
  • 1.3.5 Authorizing Fund Family Record
  • 1.3.6 Amending Fund Family Record
  • 1.3.7 Authorizing Amended Fund Family Record
  • 1.3.8 Copying Attributes
  • 1.4 Share Class Definition
  • 1.4.1 Invoking Share Classes Screen
  • 1.5 Share Class Definition Summary Screen
  • 1.5.1 Retrieving Record in Share Class Definition Summary Screen
  • 1.5.2 Editing Share Class Definition Record
  • 1.5.3 Viewing Share Class Definition Record
  • 1.5.4 Deleting Share Class Definition Record
  • 1.5.5 Authorizing Share Class Definition Record
  • 1.5.6 Amending Share Class Definition Record
  • 1.5.7 Authorizing Amended Share Class Definition Record
  • 1.5.8 Copying Attributes
  • 1.6 Sub-Fund to Share Class
  • 1.6.1 Invoking Sub-Fund Share Class Screen
  • 1.7 Sub-fund Share Class Summary Screen
  • 1.7.1 Retrieving Record in Sub-fund Share Class Summary screen
  • 1.7.2 Editing Sub-fund Share Class Maintenance
  • 1.7.3 Viewing Sub-fund Share Class Maintenance
  • 1.7.4 Deleting Sub-fund Share Class Maintenance
  • 1.7.5 Authorizing Sub-fund Share Class Maintenance
  • 1.7.6 Amending Sub-fund Share Class Maintenance
  • 1.7.7 Authorizing Amended Sub-fund Share Class Maintenance
  • 1.7.8 Copying Attributes
  • 1.8 Fund Conversion Restriction
  • 1.8.1 Invoking Fund Conversion Restriction Screen
  • 1.9 Fund Restriction Details Summary
  • 1.9.1 Retrieving Fund Restriction Details
  • 1.9.2 Editing Fund Restriction Details
  • 1.9.3 Viewing Fund Restriction Details
  • 1.9.4 Deleting Fund Restriction Details
  • 1.9.5 Authorizing Fund Restriction Details
  • 1.9.6 Amending Fund Restriction Details
  • 1.10 Share Class Ad-Hoc Conversion
  • 1.10.1 Invoking Share Class Conversion Screen
  • 1.11 Share Class Adhoc Conversion Details
  • 1.11.1 Retrieving Share Class Adhoc Conversion Details
  • 1.11.2 Editing Share Class Adhoc Conversion Details
  • 1.11.3 Viewing Share Class Adhoc Conversion Details
  • 1.11.4 Deleting Share Class Adhoc Conversion Details
  • 1.11.5 Authorizing Share Class Adhoc Conversion Details
  • 1.11.6 Amending Share Class Adhoc Conversion Details
  • 1.12 Share Class Bulk Conversion
  • 1.12.1 Invoking Share Class Bulk Conversion
  • 1.13 Share Class Bulk Conversion Details
  • 1.13.1 Retrieving Share Class Bulk Conversion Details
  • 1.13.2 Editing Share Class Bulk Conversion Details
  • 1.13.3 Viewing Share Class Bulk Conversion Details
  • 1.13.4 Deleting Share Class Bulk Conversion Details
  • 1.13.5 Authorizing Share Class Bulk Conversion Details
  • 1.13.6 Amending Share Class Bulk Conversion Details
  • 1.14 Conversion Factor
  • 1.14.1 Invoking Conversion Factor Screen
  • 1.15 Conversion Factor Summary
  • 1.15.1 Querying Conversion Factor Details
  • 1.15.2 Deleting Conversion Factor Details
  • 1.15.3 Authorizing Conversion Factor Details
  • 1.15.4 Amending Conversion Factor Details

    • 2. Setting up Fund Rules

  • 2.1 Fund Rule
  • 2.1.1 Setting up Fund Rules
  • 2.1.2 Invoking Fund Rule Screen
  • 2.1.3 Maintaining Fund Demographics
  • 2.1.4 Multi Language Details Button
  • 2.1.5 Amount Limits for IRA Transactions Button
  • 2.1.6 Corporate Actions Button
  • 2.1.7 Shares Characteristics Button
  • 2.1.8 General Operating Rules Tab
  • 2.1.9 Hedge Fund Tab
  • 2.1.10 Transaction Processing Rules Button
  • 2.1.11 Fund Load Button
  • 2.1.12 Fund Formula Setup Button
  • 2.1.13 Fund Residency Restrictions Button
  • 2.1.14 Fund Sale Country Restrictions Button
  • 2.1.15 Fund Transaction Currencies Button
  • 2.1.16 Specific Price Dates Button
  • 2.1.17 Fund Investment Account Button
  • 2.1.18 Additional Information Button
  • 2.1.19 KYC Maintenance Button
  • 2.2 Fund Rules Summary Screen
  • 2.2.1 Retrieving Record in Fund Rules Summary Screen
  • 2.2.2 Editing Fund Rules Record
  • 2.2.3 Viewing Fund Rules Record
  • 2.2.4 Deleting Fund Rules Record
  • 2.2.5 Authorizing Fund Rules Record
  • 2.2.6 Amending Fund Rules Record
  • 2.2.7 Authorizing Amended Fund Rules Record
  • 2.2.8 Copying Attributes
  • 2.3 Fund Investment Components
  • 2.3.1 Maintaining Fund Investments Component
  • 2.4 Fund Investment Component Summary Screen
  • 2.4.1 Retrieving Record in the Fund Investment Component Summary Screen
  • 2.4.2 Editing Fund Investment Component Record
  • 2.4.3 Viewing Fund Investment Component Record
  • 2.4.4 Deleting a Fund Investment Component Record
  • 2.4.5 Authorizing a Fund Investment Component Record
  • 2.4.6 Amending Fund Investment Component Record
  • 2.4.7 Authorizing Amended Fund Investment Component Record
  • 2.4.8 Copying Attributes

    • 3. Other Fund Activities

  • 3.1 Entities with Funds Association
  • 3.1.1 Associating Entities with Funds
  • 3.1.2 Invoking Fund Entity Mapping Detail Screen
  • 3.2 Fund Entity Mapping Summary Screen
  • 3.2.1 Retrieving Record in Fund Entity Mapping Summary Screen
  • 3.2.2 Editing Fund Entity Mapping
  • 3.2.3 Viewing Fund Entity Mapping
  • 3.2.4 Deleting Fund Entity Mapping
  • 3.2.5 Authorizing Fund Entity Mapping
  • 3.2.6 Amending Fund Entity Mapping
  • 3.2.7 Authorizing Amended Fund Entity Mapping
  • 3.2.8 Copying Attributes
  • 3.3 Agency Branch Backdating Setup
  • 3.3.1 Invoking the Agency Branch Backdating Limit Setup Screen
  • 3.4 Fund Agency Backdating Limit Summary Screen
  • 3.4.1 Retrieving Record in Fund Agency Backdating Limit Summary Screen
  • 3.4.2 Editing Fund Agency Backdating Limit
  • 3.4.3 Viewing Fund Agency Backdating Limit
  • 3.4.4 Deleting Fund Agency Backdating Limit
  • 3.4.5 Authorizing Fund Agency Backdating Limit
  • 3.4.6 Amending Fund Agency Backdating Limit
  • 3.4.7 Authorizing Amended Fund Agency Backdating Limit
  • 3.4.8 Copying Attributes
  • 3.5 Restrictions for Switch Transactions
  • 3.5.1 Invoking the Fund Switch Restrict Detail Screen
  • 3.6 Fund Switch Restrict Summary Screen
  • 3.6.1 Retrieving Record in Fund Switch Restrict Summary Screen
  • 3.6.2 Editing Fund Switch Restrict Record
  • 3.6.3 Viewing Fund Switch Restrict Record
  • 3.6.4 Deleting Fund Switch Restrict Record
  • 3.6.5 Authorizing Fund Switch Restrict Record
  • 3.6.6 Amending Fund Switch Restrict Record
  • 3.6.7 Authorizing Fund Switch Restrict Record
  • 3.6.8 Copying Attributes
  • 3.7 Fund Price
  • 3.7.1 Invoking the Fund Price Maintenance Screen
  • 3.7.2 Fund Price Currency Details Button
  • 3.8 Fund Price Maintenance Summary Screen
  • 3.8.1 Retrieving Record in the Fund Price Maintenance Summary Screen
  • 3.8.2 Editing Fund Price Record
  • 3.8.3 Viewing Fund Price Record
  • 3.8.4 Deleting Fund Price Record
  • 3.8.5 Authorizing Fund Price Record
  • 3.8.6 Amending Fund Price Record
  • 3.8.7 Authorizing Amended Fund Price Record
  • 3.8.8 Copying Attributes
  • 3.9 Adhoc Prices
  • 3.9.1 Invoking Adhoc Price Dates Maintenance Detail Screen
  • 3.10 Adhoc Price Dates Maintenance Summary Screen
  • 3.10.1 Retrieving Record in Adhoc Price Dates Maintenance Summary Screen
  • 3.10.2 Editing Adhoc Price Record
  • 3.10.3 Viewing Adhoc Price Record
  • 3.10.4 Deleting Adhoc Price record
  • 3.10.5 Authorizing Adhoc Price Record
  • 3.10.6 Amending Adhoc Price Record
  • 3.10.7 Authorizing Amended Adhoc Price Record
  • 3.10.8 Copying Attributes
  • 3.11 Pricing Preference Indication
  • 3.11.1 Invoking Price Date Change Detail Screen
  • 3.12 Price Date Change Summary Screen
  • 3.12.1 Retrieving Record in Price Date Change Summary Screen
  • 3.12.2 Editing Price Date Change Maintenance
  • 3.12.3 Viewing Price Date Change Maintenance
  • 3.12.4 Deleting Price Date Change Maintenance
  • 3.12.5 Authorizing Price Date Change Maintenance
  • 3.12.6 Amending Price Date Change Maintenance
  • 3.12.7 Authorizing Amended Price Date Change Maintenance
  • 3.12.8 Copying Attributes
  • 3.13 Non Availability of Fund Price
  • 3.13.1 Invoking the Fund Price Holiday Maintenance Detail Screen
  • 3.14 Fund Price Holiday Maintenance Summary Screen
  • 3.14.1 Retrieving a Fund Price Holiday Record
  • 3.14.2 Editing a Fund Price Holiday Record
  • 3.14.3 Viewing a Fund Price Holiday Record
  • 3.14.4 Deleting a Fund Price Holiday Record
  • 3.14.5 Authorizing a Fund Price Holiday Record
  • 3.14.6 Amending a Fund Price Holiday Record
  • 3.14.7 Authorizing an Amended Fund Price Record
  • 3.15 Fund CPMF Preferences
  • 3.15.1 Invoking the Fund CPMF Screen
  • 3.16 Fund CPMF Summary Screen
  • 3.16.1 Retrieving Record in Fund CPMF Summary Screen
  • 3.16.2 Editing Fund CPMF Record
  • 3.16.3 Viewing Fund CPMF Record
  • 3.16.4 Deleting Fund CPMF Record
  • 3.16.5 Authorizing Fund CPMF Record
  • 3.16.6 Amending Fund CPMF Record
  • 3.16.7 Authorizing Amended Fund CPMF Record
  • 3.16.8 Copying Attributes
  • 3.17 Fund Account Set Up
  • 3.17.1 Invoking Fund Account Maintenance Screen
  • 3.18 Fund Account Summary Screen
  • 3.18.1 Retrieving Record in Fund Account Summary Screen
  • 3.18.2 Editing Fund Account Record
  • 3.18.3 Viewing Fund Account Record
  • 3.18.4 Deleting Fund Account Record
  • 3.18.5 Authorizing Fund Account Record
  • 3.18.6 Amending Fund Account Record
  • 3.18.7 Authorizing Amended Fund Account Record
  • 3.18.8 Copying Attributes
  • 3.19 Funds to Products Mapping
  • 3.19.1 Invoking the Product Fund Mapping Detail Screen
  • 3.20 Wrap Fund Maintenance
  • 3.20.1 Invoking Wrap Fund Maintenance
  • 3.21 Wrap Fund Summary Screen
  • 3.21.1 Retrieving Record in Wrap Fund Summary screen
  • 3.21.2 Editing Wrap Fund Record
  • 3.21.3 Viewing Wrap Fund Record
  • 3.21.4 Deleting Wrap Fund Record
  • 3.21.5 Authorizing Wrap Fund Record
  • 3.21.6 Amending Wrap Fund record
  • 3.21.7 Authorizing Amended Wrap Fund Record
  • 3.21.8 Copying Attributes
  • 3.22 Access Restrictions
  • 3.22.1 Invoking FBC Access Restriction Screen
  • 3.23 FBC Access Restriction Summary Screen
  • 3.23.1 Retrieving Record in FBC Access Restriction Summary screen
  • 3.23.2 Editing FBC Access Restriction
  • 3.23.3 Viewing FBC Access Restriction
  • 3.23.4 Deleting FBC Access Restriction
  • 3.23.5 Authorizing FBC Access Restriction
  • 3.23.6 Amending FBC Access Restriction
  • 3.23.7 Authorizing Amended FBC Access Restriction
  • 3.23.8 Copying Attributes
  • 3.24 Corporate Actions for Fund
  • 3.24.1 Types of Corporate Actions
  • 3.24.2 Invoking Corporate Actions Maintenance Screen
  • 3.25 Corporate Actions Summary Screen
  • 3.25.1 Retrieving Record in Corporate Actions Summary screen
  • 3.25.2 Editing Corporate Actions Record
  • 3.25.3 Viewing Corporate Actions Record
  • 3.25.4 Deleting Corporate Actions Record
  • 3.25.5 Authorizing Corporate Actions Record
  • 3.25.6 Amending Corporate Actions Record
  • 3.25.7 Authorizing Amended Corporate Actions Record
  • 3.25.8 Reversing Corporate Action
  • 3.25.9 Copying Attributes
  • 3.26 Corporate Actions Processing
  • 3.26.1 Processing Corporate Actions
  • 3.26.2 Invoking Corporate Action Screen for Pre-Processing
  • 3.26.3 Executing Corporate Actions Manually
  • 3.26.4 Pre-processing Validations
  • 3.26.5 Messages for Pre-processing Checks
  • 3.26.6 System Processing for Corporate Actions
  • 3.26.7 Reports for Corporate Actions
  • 3.27 Bank Reconciliation
  • 3.27.1 Reconciling Bank Records
  • 3.27.2 Invoking Bank Reconciliation Detail Screen
  • 3.28 Bank Reconciliation Summary Screen
  • 3.28.1 Retrieving Record in Bank Reconciliation Summary Screen
  • 3.28.2 Viewing Bank Reconciliation Record
  • 3.28.3 Deleting Bank Reconciliation Record
  • 3.28.4 Authorizing Bank Reconciliation Record
  • 3.28.5 Copying Attributes
  • 3.28.6 Authorizing Bank Reconciliation
  • 3.29 Performance Fee for Hedge Funds
  • 3.29.1 Computing Performance Fee for Hedge Funds
  • 3.29.2 Processing Performance Fee Payment
  • 3.29.3 Processing Performance Fee Accrual
  • 3.29.4 Modifying Performance Fee Calculation Method
  • 3.29.5 Series Method of Performance Fee Calculation
  • 3.30 Override Trade Cycles Date For Funds
  • 3.30.1 Invoking Override Trade Cycle Date Screen
  • 3.31 Override Trade Cycle Date Summary Screen
  • 3.31.1 Retrieving Record in Override Trade Cycle Date Summary screen
  • 3.31.2 Editing an Override Trade Cycle Date Record
  • 3.31.3 Viewing an Override Trade Cycle Date Record
  • 3.31.4 Deleting an Override Trade Cycle Date Record
  • 3.31.5 Authorizing an Override Trade Cycle Date Record
  • 3.31.6 Amending an Override Trade Cycle Date Record
  • 3.31.7 Authorizing an Amended Override Trade Cycle Date Record
  • 3.31.8 Copying Attributes

    • 4. Setting up Load Groups

  • 4.1 Load Groups
  • 4.2 Rights of Accumulation
  • 4.3 Load Groups Creation
  • 4.3.1 Invoking FCIS Group Definition Screen
  • 4.4 Load Group Summary Screen
  • 4.4.1 Retrieving Record in Load Group Summary Screen
  • 4.4.2 Editing Load Group Maintenance
  • 4.4.3 Viewing Load Group Maintenance
  • 4.4.4 Deleting Load Group Maintenance
  • 4.4.5 Authorizing Load Group Maintenance
  • 4.4.6 Amending Load Group Maintenance
  • 4.4.7 Authorizing Amended Load Group Maintenance
  • 4.4.8 Copying Attributes
  • 4.5 Load Group Characteristics Screen
  • 4.5.1 Invoking the Group Characteristics Detail Screen
  • 4.6 Load Group Characteristics Maintenance Summary Screen
  • 4.6.1 Retrieving Record in Load Group Characteristics Maintenance
    Summary Screen
  • 4.6.2 Editing Load Group Characteristics Maintenance
  • 4.6.3 Viewing Load Group Characteristics Maintenance
  • 4.6.4 Deleting Load Group Characteristics Maintenance
  • 4.6.5 Authorizing Load Group Characteristics Maintenance
  • 4.6.6 Amending Load Group Characteristics Maintenance
  • 4.6.7 Authorizing Amended Load Group Characteristics Maintenance
  • 4.6.8 Copying Attributes
  • 4.7 Non-fulfilment of Letter of Intent
  • 4.7.1 Monitoring Fulfilment of Letter of Intent
  • 4.7.2 Invoking Lol Adjust Proc Screen
  • 4.8 Group Load Mapping
  • 4.8.1 Invoking Group Load Mapping Screen
  • 4.9 Group Load Mapping Summary Screen
  • 4.9.1 Retrieving Record in Group Load Mapping Summary Screen
  • 4.9.2 Editing Group Load Mapping
  • 4.9.3 Viewing Group Load Mapping
  • 4.9.4 Deleting Group Load Mapping
  • 4.9.5 Authorizing Group Load Mapping
  • 4.9.6 Amending Group Load Mapping
  • 4.9.7 Authorizing Amended Group Load Mapping
  • 4.9.8 Copying Attributes
  • 4.9.9 Retrieving Group Load Mapping Record

    • 5. Maintenance for IRA Products

  • 5.1 Individual Retirement Accounts
  • 5.1.1 Features of Individual Retirement Accounts
  • 5.1.2 Features of IRA Processing
  • 5.1.3 Maintenance for IRA Processing
  • 5.1.4 Plans for IRA
  • 5.1.5 Investment Transactions in IRA Plans

    • 6. Function ID Glossary