Contents
1. Preface
1.1 Introduction
1.2 Audience
1.3 Documentation Accessibility
1.4 Organization
1.5 Related Documents
1.6 Glossary of Icons
2. CASA - An Overview
2.1 Major Features
2.2 Major Functions
3. Maintaining Account Class
3.1 Account Class Maintenance
3.1.1 Maintaining Account Classes
3.1.2 Invoking Account Class Maintenance Screen
3.1.3 Statement Parameters Tab
3.1.4 Preferences Button
3.1.5 GL Lines Button
3.1.6 Auto Deposits Button
3.1.7 Status Rule Button
3.1.8 Amount Block Button
3.1.9 Restriction Button
3.1.10 Statement Button
3.1.11 REG Button
3.1.12 Branches/Currencies Button
3.1.13 Customer Categories Button
3.1.14 Notice Button
3.2 Account Class Group Maintenance
3.2.1 Maintaining Account Class Group
3.2.2 Viewing Account Class Group
3.3 Account Class Transfer
3.3.1 Maintaining Account Class Transfer
3.3.2 Main Tab
3.3.3 Auxiliary Tab
3.3.4 Processing Account Class Transfer
3.3.5 Viewing Account Class Transfer
3.4 Manual Status Change Input
3.4.1 Modifying Account Status Manually
3.5 Maintaining Turnover Limits
4. Customer Accounts
4.1 Customer Account Maintenance
4.1.1 Opening Customer Accounts
4.1.2 Main Tab
4.1.3 Auxiliary Tab
4.1.4 Nominee Tab
4.1.5 Checklist Tab
4.1.6 Capturing Additional Details
4.1.7 Interest Button
4.1.8 Charge Button
4.1.9 Consolidated Charge Button
4.1.10 BIC Button
4.1.11 Instructions Button
4.1.12 Standing Instructions Button
4.1.13 Linked Entities Button
4.1.14 REG Button
4.1.15 Account Status Button
4.1.16 Restriction Button
4.1.17 Currency Limits Button
4.1.18 MIS Button
4.1.19 Statement Button
4.1.20 Limits Button
4.1.21 Documents Button
4.1.22 Joint Holder Button
4.1.23 Fields Button
4.1.24 Deposits Instructions Button
4.1.25 Billing Parameters Button
4.1.26 Account Signatory Button
4.1.27 Interim Transactions Report Button
4.1.28 Notice Preferences Button
4.1.29 Cards Button
4.1.30 Statistics Button
4.1.31 Change Log Button
4.1.32 Cheque Book Request Button
4.1.33 Debit Card Request Button
4.1.34 Sweep In Setup Button
4.1.35 Generating Alert for Secure Overdraft Utilization
4.1.36 Viewing Customer Accounts Details
4.1.37 Viewing Customer Accounts
4.1.38 Viewing Customer Account Sweep History details
4.2 CASA Branch Parameter Maintenance
4.3 Primary Party Change Maintenance
4.3.1 Changing Primary Party of an Account
4.3.2 Linked Entities Button
4.3.3 Account Signatory Button
4.3.4 Customer Change Button
4.3.5 Viewing Primary Party Change Summary
4.4 Maintaining Customer De-duplication
4.5 Joint Holder Maintenance
4.5.1 Maintaining Joint Holder Details
4.5.2 Viewing Joint Holder Details
4.6 Reconciliation of MT110 with Incoming Cheque Transactions
4.6.1 Processing MT110 Incoming Message
4.6.2 Processing Inward Cheque Clearing Transaction
4.7 Sweep-In Transactions
4.7.1 Processing Escrow Sweeps
4.7.2 Processing Sweep-In from Linked Accounts
4.7.3 System validations for Sweep-in at Account and Account Class Level
4.7.4 Sweep in and Reverse Sweep in Sequence
4.7.5 Reversal of Sweep in Transaction
4.7.6 De-linking Accounts
4.7.7 Handling Batch Closure of Auto Deposits with Zero Balance
4.8 Levying Penalty Interest on Notice Accounts
4.9 Maintaining Notice Period for Withdrawal
4.9.1 Withdrawal of Funds without Penalty
4.10 Recording Details of Lodgment Book Requests
4.11 Quick Account Opening
4.11.1 Opening CASA Account Quickly
4.11.2 Main Tab
4.11.3 Check List Tab
4.11.4 MIS Button
4.11.5 UDF Button
4.11.6 Cheque Book Request Button
4.11.7 Debit Card Request Button
4.11.8 Change Log Button
4.11.9 Viewing Quick Customer Account Summary
4.12 Virtual Account Opening
4.12.1 Maintaining Virtual Accounts
4.12.2 Virtual Account Summary
4.12.3 Maintaining Multiple Virtual Accounts
4.12.4 Multiple Virtual Account Summary
4.13 Maintaining Customer Account Limit
4.14 Transaction Limit Code Maintenance
4.14.1 Maintaining Transaction Count Limit Code
4.14.2 Viewing Transaction Count Limit
4.14.3 Maintaining Transaction Count Limit Code Mapping
4.14.4 Viewing Transaction Count Limit Code Mapping
4.15 Generating Notifications
4.16 Query Operation
4.16.1 Querying for Account Statistics
4.16.2 Querying for Month-Wise Customer Account Statistics
4.16.3 Querying Account Details
4.16.4 Querying Account Transactions
4.16.5 Querying Accounting Reconciliation
4.17 View Operation
4.17.1 Viewing Month-Wise Customer Account Statistics
4.17.2 Viewing Customer Account Balance
4.17.3 Viewing Utilization of Free Amounts
4.17.4 Viewing Dummy Numbers Associated with CIF Number
4.18 Bulk Account Status Change
4.18.1 Maintaining Bulk Account Status Changes
4.18.2 Viewing Bulk Account Status Change
4.19 Closing Account
5. Customer Tax Allowance Limit
5.1 Maintaining Customer Tax Allowance
6. Stamp Duty Taxation
6.1 Maintaining Stamp Duty Taxation
7.
Maintaining Passbook
7.1 New Passbook Issue Details
7.1.1 Invoking New Passbook Issue Screen
7.1.2 Charge Button
7.2 Passbook Status Change
7.2.1 Invoking Passbook Status Change Screen
7.3 Passbook Update
7.3.1 Invoking Passbook Update Screen
7.4 Passbook Reprint
7.4.1 Invoking Passbook Reprint Screen
7.5 Passbook Compressed Transactions
7.5.1 Invoking Passbook Compressed Transactions Screen
7.6 Passbook Reports
7.6.1 Invoking Passbook Reports
8. Maintaining Cheque Book Details
8.1 Cheque Book Maintenance
8.1.1 Maintaining Cheque Book Details
8.1.2 Fields Button
8.1.3 View Cheque Status Button
8.1.4 Charge Button
8.1.5 Events Button
8.2 Cheque Details Maintenance
8.2.1 Maintaining Cheque Details
8.2.2 Retrieving Cheque Details
8.3 Cheque Book Archive
8.3.1 Archiving Cheque Book
8.3.2 Viewing Archived Cheque Books
8.3.3 Querying Archived Cheque Details
9. Maintaining Account Structure
9.1 Defining Account Structure
9.2 Debiting Transaction into the Primary Account
9.2.1 Processing Amount Block
9.3 Maintaining Account Structure
9.4 Viewing Account Structure Maintenance Summary
10. Maintaining Amount Blocks
10.1 Hold Code Maintenance
10.1.1 Maintaining Hold Codes
10.1.2 Viewing Hold Codes
10.2 Amount Block Maintenance
10.2.1 Maintaining Individual Amount Blocks
10.2.2 Viewing Amount Block
10.2.3 Maintaining Consolidated Amount Block Details
10.3 Processing Amount Block Request from Channels
10.3.1 Debit or Credit Transactions Upload
10.3.2 Amount Block Request
10.3.3 Amount Block Modification
10.3.4 Release of Amount Block
11. Maintaining Stop Payment Details
11.1 Stop Payment Maintenance
11.1.1 Maintaining Stop Payment Orders
12. Generating Account Statements
12.1 Account Statement Generation
12.1.1 Maintaining Advice Formats
12.1.2 Maintaining Account Statement Format for Account Classes
12.1.3 Maintaining Message Types
12.1.4 Maintaining Customer Address
12.1.5 Maintaining Statement Generation Batch
12.1.6 Maintaining Ad Hoc Statement Requests
12.1.7 Viewing Adhoc Consolidated Statement Request Summary
12.1.8 Maintaining Automatic Consolidated Statement Requests
12.1.9 Viewing Automatic Consolidated Statement Request Summary
12.1.10 Maintaining Combined Statements
12.1.11 Viewing Combined Statement Details
12.1.12 Periodic Charges for Combined Statement
13. Processing Post Dated Cheques
13.1 Post Dated Cheque Maintenance
13.1.1 Drawer Maintenance
13.1.2 Post Dated Cheque Reject Code Maintenance
13.1.3 Customer Cheque Discount Details Maintenance
13.2 PDC Products
13.2.1 Maintaining PDC Products
13.2.2 Accounting Roles Button
13.2.3 Events button
13.2.4 Preferences Button
13.3 Post Dated Cheque Transaction
13.3.1 Entering Details of Post Dated Cheques
13.3.2 Viewing Post Dated Cheques Transaction Input summary
13.3.3 Accounting Entries Button
13.3.4 ICCF Details Button
13.3.5 Project Details Button
13.3.6 Limits Button
13.3.7 Viewing Summary of Post Dated Cheques Transaction
13.3.8 Bulk Input of Post Dated Cheques
13.3.9 Project Details Button
13.3.10 Viewing Post Dated Cheques Bulk Input Summary
13.4 Other Operations on PDCs
13.4.1 Cancellation and Reversal of PDCs
13.4.2 Liquidation of PDCs
13.4.3 Return of Post Dated Cheque
13.4.4 Re-Presentation of Post Dated Cheque
13.5 Events and Accounting Roles
13.5.1 Events
13.5.2 Amount Tags
13.5.3 Accounting Roles
13.5.4 Event-wise Accounting Entries
13.5.5 Discounted cheque, Advance Charge collection, with Accrual
13.5.6 Discounted, Advance charge collection, without Accrual
13.5.7 Discounted, Arrear charge collection, with Accrual
13.5.8 Discounted, Arrear charge collection, without Accrual
13.5.9 Purchase
14. Instrument Details
14.1 Maintaining Instrument Product
14.2 Maintaining Instrument Types for Other Banks
14.3 Instruments Transactions Query
14.3.1 Querying Instruments Transactions
14.3.2 Transaction Details Tab
14.3.3 Charges Tab
14.3.4 MIS Button
14.3.5 Clearing Button
14.3.6 Accounting Entries Button
14.3.7 Viewing Instrument Transaction Query Summary
14.4 Instrument Type Maintenance
14.4.1 Maintaining Instrument Types
14.4.2 Status Button
14.4.3 Defining Cheque Details
14.5 Message Generation for Instruments
14.5.1 MT110 and MT111 Generation
14.5.2 Processing MT110 and MT111
14.5.3 Mapping between Common Payment Gateway Fields and Instruments
14.6 Uncollected Funds on Payment Instruments
14.6.1 Manual Processing for Uncollected Funds
14.6.2 Operations that you can Perform
14.6.3 Intra-day Release of Uncollected Funds
14.6.4 Querying for Details on Overdrawn Accounts
14.7 Instrument Clearing Details Maintenance
14.7.1 Maintaining Interface Clearing Details for Instruments
14.7.2 Charges Button
14.7.3 Events Button
14.7.4 Viewing Interface Clearing Summary
14.8 Inward Interface Clearing Details
14.8.1 Invoking Inward Interface Clearing Details Screen
14.8.2 Charges Button
14.8.3 Events Button
15. Annual Percentage Yield for CASA Accounts
15.1 Specifying the APY Basis
16. Batch Processing
16.1 Batch Processes
16.1.1 Batch Process for Liquidating PDC Linked Schedules
16.1.2 Processing of Customer De-duplication Batch
16.1.3 Processing Message Generation for Combined Statement
16.1.4 Sweep In and Sweep Out Batch Processing
17. Reports
17.1 Maintaining Printing Options for Reports
17.2 Account Cheque Details Report
17.2.1 Generating Account Cheque Details Report
17.2.2 Selection Options
17.2.3 Contents of the report
17.3 CASA Stop Payment Report
17.3.1 Generating CASA Stop Payment Report
17.3.2 Selection Options
17.3.3 Contents of the report
17.3.4 Customer Statistics Report
17.4 Account Statement Reports
17.4.1 Generating Account Statement Reports
17.4.2 Contents of the report
17.4.3 Viewing Charge Details
17.4.4 Viewing Events
17.5 PDC Summary Report
17.5.1 Generating PDC Summary Report
17.5.2 Contents of the report
17.6 Cheque Cancellation Report
17.6.1 Generating Cheque Cancellation Report
17.6.2 Contents of the Report
17.7 Interest Statement Report
17.7.1 Generating Interest Statement Report
17.7.2 Contents of the Report
17.8 Dormant Activated Report
17.8.1 Generating Dormant Activated Report
17.8.2 Contents of the Report
17.9 Stop Cheques Maintained Report
17.9.1 Generating Stop Cheques Maintained Report
17.9.2 Contents of the Report
17.10 Post Dated Cheques Due Today Report
17.10.1 Generating Post Dated Cheques Due Today Report
17.10.2 Contents of the Report
17.11 Inter-Branch Accounts Opened Today Report
17.11.1 Generating Inter-Branch Accounts Opened Today Report
17.11.2 Contents of the Report
17.12 Account Status Movement Report
17.12.1 Generating Account Status Movement Report
17.12.2 Contents of the Report
17.13 Variances Maintained Today Report
17.13.1 Generating Variances Maintained Today Report
17.13.2 Contents of the Report
17.14 Operating Instructions Not Captured Report
17.14.1 Generating Operating Instructions Not Captured Report
17.14.2 Contents of the Report
17.15 Minor Customer Details Report
17.15.1 Generating Minor Customer Details Report
17.15.2 Contents of the Report
17.16 CASA-Overdraft Report
17.16.1 Generating CASA-Overdraft Report
17.16.2 Contents of the Report
17.17 Insignificant Balance Dormant Account Report
17.17.1 Generating Insignificant Balance Dormant Account Report
17.17.2 Contents of the Report
17.18 CRR Movement Report
17.18.1 Generating CRR Movement Report
17.18.2 Contents of the Report
17.19 VAT Deduction Report
17.19.1 Generating VAT Deduction Report
17.19.2 Contents of the Report
17.20 Customer De-duplication Report
17.20.1 Generating Customer De-duplication Report
17.20.2 Contents of the Report
17.21 Account Opened and Activated Report
17.21.1 Generating Account Opened and Activated Report
17.21.2 Contents of the Report
17.22 Account Block and Reason Report
17.22.1 Generating Account Block and Reason Report
17.22.2 Contents of the Report
17.23 Account Closure and Reason Report
17.23.1 Generating Account Closure and Reason Report
17.23.2 Contents of the Report
17.23.3 Account Open or Close Report
17.23.4 Generating Account Open or Close Report
17.23.5 Contents of the Report
17.24 Passbook Details Report
17.24.1 Generating Passbook Details Report
17.24.2 Contents of the Report
17.25 Account Balance List Report
17.25.1 Generating Account Balance List Report
17.25.2 Contents of the Report
17.26 Customer Limit Position Tracking Report
17.26.1 Generating Customer Limit Position Tracking Report
17.26.2 Contents of the Report
17.27 All Dormant Account Report
17.27.1 Generating All Dormant Account Report
17.27.2 Contents of the Report
17.28 Debit Card Issued Report
17.28.1 Generating Debit Card Issued Report
17.28.2 Contents of the Report
17.29 New Minor Account Report
17.29.1 Generating New Minor Account Report
17.29.2 Contents of the Report
17.29.3 Non Resident Account Report
17.29.4 Generating Non Resident Account Report
17.29.5 Contents of the Report
17.30 Document Checklist Report
17.30.1 Generating Document Checklist Report
17.30.2 Contents of the Report
17.31 Customer Account Branch Transfer Report
17.31.1 Generating Customer Account Branch Transfer Report
17.31.2 Contents of the Report
17.32 Customer Cheque Discounting Report
17.32.1 Generating Customer Cheque Discounting Report
17.32.2 Contents of the Report
17.33 Cancelled or Rejected Report
17.33.1 Generating Cancelled or Rejected Report
17.33.2 Contents of the Report
17.34 Large Debit Balance Report
17.34.1 Generating Large Debit Balance Report
17.34.2 Contents of the Report
17.35 Ad-Hoc Combined Statement
17.35.1 Generating Ad-Hoc Combined Statement
17.35.2 Charge Details
17.36 Combined Statement Generation Report
17.36.1 Generating Combined Statement Generation Report
17.36.2 Contents of the Report
17.37 Customer Change Report
17.37.1 Generating Customer Change Report
17.37.2 Contents of the Report
17.38 Passbook Issued Report
17.38.1 Invoking Passbook Issued Report Screen
17.38.2 Contents of the Report
18. Glossary
18.1 Important Terms
19. Annexure A
19.1 Format of PD_PDC_CAN Message Type
20. Annexure B - Accounting Entries
20.1 Accounting Entries and Advices for CASA
20.2 Events
20.3 Amount Tags
20.4 Accounting Roles
20.5 Event-wise Accounting Entries for Products
20.5.1 Accounting Entries for Interest Products
20.5.2 Accounting Entries for Discounted Cheques
21. Annexure C - IC Rule Set-up
21.1 IC Rule Maintenance
21.1.1 Maintaining IC Rule
21.1.2 Interest on Saving and Current Bank Accounts for Retail Customer
21.1.3 Debit Interest on Current Accounts
21.1.4 Interest on Current account for Corporate Customer
21.1.5 Charge as Dr Interest when the Balance is Less than Minimum Average Balance
21.1.6 Dormancy Charge
21.2 UDE Value Maintenance
21.2.1 Maintaining UDE Value
21.2.2 Interest on Saving and current Bank Accounts for Retail Customer
21.2.3 Debit Interest on Current Accounts
21.2.4 Interest on Current account for Corporate Customer
21.2.5 Interest on Liqd Before Month End on Saving and Current Bank Accounts For Retail Customer
21.2.6 Interest on Saving and Current Bank Accounts For Retail Customer
21.2.7 Charge On Less Average Balance
21.2.8 Stamp Duty Taxation
21.3 IC Rates Maintenance
22. Annexure D - Tags
22.1 Account Statement Tags
23. Function ID Glossary