3 Processing Transaction Requests

This topic is intended for the Teller users and contains guidelines for the initiation and processing of investor transactions.

Transactions are the operations that are requested by investors upon their holdings in any fund, with the prospect of reaping higher returns or distributing their holdings more profitably. To this end, they can enter into any of the following types of transactions:

• IPO
• Purchases (or Subscriptions)
• Sales (or Redemption)
• Switch
• Transfer
• Block
• Unblock
• Consolidation
• Split
• Reissue
• Transaction Enrichment

This topic enables you to understand how transaction requests are accepted and processed in the FCIS system. It consists of the following sections:

• Types of Transaction Requests
• Transaction Processing – The flow of events
• Transaction Processing Procedures
• Fields in the Transaction Detail screens
• Fields in the Transaction Summary screens
• Mandatory Information for all transaction types

Explanation of the Transaction Requests in FCIS System

• To understand the different types of transaction requests that may be encountered in an AMC, refer the section Types of Transaction Requests.
• To understand the flow of events according to which transaction requests are accepted and processed in the FCIS system, refer the section Transaction Processing – The flow of events.
• To understand how to perform any procedures in respect of transaction processing, refer the section Transaction Processing Procedures.
• For a description of all the fields in the Transaction Detail screen, refer the section Fields in the Transaction Detail screens. Similarly, for a description of all fields in the Transaction Summary screen, refer the section Fields in the Transaction Summary screens.
• For an exhaustive list of all mandatory information that you need to capture in the transaction screens, refer the section Mandatory Information for all transaction types.

This topic contains the following sub-topics:

• Types of Transaction Requests
  This topic provides information on types of transaction requests in detail.
• Flow of Events of Transaction Processing
  This topic provides information on flow of events of transaction processing.
• Transaction Processing Procedures
  This topic provides information about transaction processing procedures details.
• IPO Subscription Detail
  
• FCIS IPO Subscription Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Bulk Transactions
  This topic provides the systematic instructions to enter a transfer transaction request into the system.
• FCIS Bulk Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Subscription Transaction Detail
  This topic provides the systematic instructions to enter a transfer transaction request into the system.
• FCIS Subscription Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Cancel Transaction Detail
  This topic provides the systematic instructions to enter a transfer transaction request into the system.
• FCIS Cancel Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Redemption Transaction Detail
  This topic provides information on Redemption Transaction Detail.
• FCIS Redemption Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Redemption Confirmation
  
• Process Early Redemption Detail
  This topic provides the systematic instructions to maintain early redemption details.
• Transaction Switch Detail
  This topic provides the systematic instructions to enter a transfer transaction request into the system.
• FCIS Transaction Switch Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Light Weight Transaction Detail
  This topic provides the systematic instructions to process FCIS Light Weight Transaction Detail screen.
• Transfer Detail
  This topic provides information on FCIS Transfer screen.
• FCIS Transfer Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Block Transaction Detail
  This topic provides information on block transaction details.
• FCIS Block Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Unblock Transaction Detail
  This topic provides the instructions to start unblock transaction detail Screen details.
• FCIS Unblock Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Consolidation Transaction Detail
  This topic provides the systematic instructions to enter a transfer transaction request into the system.
• FCIS Consolidation Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Split Transaction Detail
  This topic explains the Split Transaction Detail screen.
• FCIS Split Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Reissue Transaction Detail
  This topic provides the instructions to process Reissue Transactions Detail Screen details.
• FCIS Reissue Transaction Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Defaulting of Price Date in Transaction Screens
  This topic provides information on Defaulting of Price Date in Transaction Screens details.
• Completing Transaction
  This topic provides information on Completing Transaction details.
• Process Back Data Propagation for Transactions
  This topic provides information on processing back data propagation for transactions details.
• Process Auto Completion
  This topic provides the instructions to process Auto Completion Screen details.