4.1 Investigating AML Cases

This topic describes how to investigate Anti Money Laundering Surveillance (AML_SURV) case.

After opening AML_SURV case from the Case List page, users can view following in the Case Summary page:

• Case Details: The case details are:
  • Case Status: Current status of the case. For example, the statuses are New, Assigned, Investigation, Pending Review, and Closed.
  • Priority: The priority which has been assigned to the case. The options are High, Medium and Low.
  • Jurisdiction: Displays the jurisdiction to which the case belongs.
  • Status: Displays the current status of the case.
  • Case Type: The type of case is selected. It is applicable only for the AML_SURV case type.
  • Due Date: Displays the due date by which action must be taken on the case.
  • Created Date: Displays the date when the case is created.
  • Closed Date: Displays the date when the case is closed.
  • Assignee: Displays the user which is currently assigned to.
• Investigate the case Using Case View / Using Entity View.
• Acting on Cases after completing the investigation.
• Generating Dossier after reviewing all the case information and will be used for regulatory reporting.