Table of Contents

1. About This Manual

  • 1.1 Introduction
  • 1.2 Related Documents
  • 1.3 Audience
  • 1.4 Organization
  • 1.5 Conventions Used in this Manual
  • 1.5.1 General Conventions
  • 1.5.2 Keyboard Conventions
  • 1.6 Glossary of Icons
  • 1.7 Abbreviations and Acronyms
  • 1.8 Getting Help

    • 2. Setting up Fund Hierarchies

  • 2.1 Setting up Fund
  • 2.2 Fund Hierarchy Setup
  • 2.2.1 Setting up Fund Hierarchy
  • 2.2.2 Invoking Fund Families Screen
  • 2.3 Fund Family Summary Screen
  • 2.3.1 Retrieving Record in Fund Family Summary Screen
  • 2.3.2 Editing Fund Family Record
  • 2.3.3 Viewing Fund Family Record
  • 2.3.4 Deleting Fund Family Record
  • 2.3.5 Authorizing Fund Family Record
  • 2.3.6 Amending Fund Family Record
  • 2.3.7 Authorizing Amended Fund Family Record
  • 2.3.8 Copying Attributes
  • 2.4 Share Class Definition
  • 2.4.1 Invoking Share Classes Screen
  • 2.5 Share Class Definition Summary Screen
  • 2.5.1 Retrieving Record in Share Class Definition Summary Screen
  • 2.5.2 Editing Share Class Definition Record
  • 2.5.3 Viewing Share Class Definition Record
  • 2.5.4 Deleting Share Class Definition Record
  • 2.5.5 Authorizing Share Class Definition Record
  • 2.5.6 Amending Share Class Definition Record
  • 2.5.7 Authorizing Amended Share Class Definition Record
  • 2.5.8 Copying Attributes
  • 2.6 Sub Fund to Share Class
  • 2.6.1 Invoking Sub Fund Share Class Detail Screen
  • 2.7 Sub Fund Share Class Summary Screen
  • 2.7.1 Retrieving Record in Sub Fund Share Class Summary Screen
  • 2.7.2 Editing Sub Fund Share Class Record
  • 2.7.3 Viewing Sub Fund Share Class Record
  • 2.7.4 Deleting Sub-fund Share Class Record
  • 2.7.5 Authorizing Sub Fund Share Class Record
  • 2.7.6 Amending Sub Fund Share Class Maintenance
  • 2.7.7 Authorizing Amended Sub Fund Share Class Record
  • 2.8 Fund Sub Account Mapping Detail
  • 2.8.1 Invoking Fund Sub Account Mapping Detail Screen
  • 2.9 Fund Sub Account Mapping Summary
  • 2.9.1 Retrieving Fund Sub Account Mapping Record in Summary Screen
  • 2.9.2 Editing Fund Sub Account Mapping Record
  • 2.9.3 Viewing Fund Sub Account Mapping Record
  • 2.9.4 Deleting a Fund Sub Account Mapping Record
  • 2.9.5 Authorizing Fund Sub Account Mapping Record
  • 2.9.6 Amending Fund Sub Account Mapping Record
  • 2.9.7 Authorizing Amended Fund Sub Account Mapping Record
  • 2.10 Fund Conversion Restriction
  • 2.10.1 Invoking Fund Conversion Restriction Screen
  • 2.11 Fund Restriction Details Summary
  • 2.11.1 Retrieving Fund Restriction Details
  • 2.11.2 Editing Fund Restriction Details
  • 2.11.3 Viewing Fund Restriction Details
  • 2.11.4 Deleting Fund Restriction Details
  • 2.11.5 Authorizing Fund Restriction Details
  • 2.11.6 Amending Fund Restriction Details
  • 2.12 Share Class Ad-Hoc Conversion
  • 2.12.1 Invoking Share Class Conversion Screen
  • 2.13 Share Class Adhoc Conversion Summary
  • 2.13.1 Retrieving Share Class Adhoc Conversion Details
  • 2.13.2 Editing Share Class Adhoc Conversion Details
  • 2.13.3 Viewing Share Class Adhoc Conversion Details
  • 2.13.4 Deleting Share Class Adhoc Conversion Details
  • 2.13.5 Authorizing Share Class Adhoc Conversion Details
  • 2.13.6 Amending Share Class Adhoc Conversion Details
  • 2.14 Share Class Bulk Conversion
  • 2.14.1 Invoking Share Class Bulk Conversion
  • 2.15 Share Class Bulk Conversion Summary
  • 2.15.1 Retrieving Share Class Bulk Conversion Details
  • 2.15.2 Editing Share Class Bulk Conversion Details
  • 2.15.3 Viewing Share Class Bulk Conversion Details
  • 2.15.4 Deleting Share Class Bulk Conversion Details
  • 2.15.5 Authorizing Share Class Bulk Conversion Details
  • 2.15.6 Amending Share Class Bulk Conversion Details
  • 2.16 Conversion Factor
  • 2.16.1 Invoking Conversion Factor Screen
  • 2.17 Conversion Factor Summary
  • 2.17.1 Querying Conversion Factor Details
  • 2.17.2 Deleting Conversion Factor Details
  • 2.17.3 Authorizing Conversion Factor Details
  • 2.17.4 Amending Conversion Factor Details

    • 3. Setting up Fund Rules

  • 3.1 Fund Rule
  • 3.1.1 Setting up Fund Rules
  • 3.1.2 Invoking Fund Rule Screen
  • 3.1.3 Maintaining Fund Demographics
  • 3.1.4 Multi Language Details Button
  • 3.1.5 Shares Characteristics Button
  • 3.1.6 General Operating Rules Tab
  • 3.1.7 Transaction Processing Rules Button
  • 3.1.8 Fund Restriction Button
  • 3.1.9 Fund Transaction Currencies Button
  • 3.1.10 Corporate Actions Button
  • 3.1.11 Fund Load Button
  • 3.1.12 Fund Formula Setup Button
  • 3.1.13 Additional Information Button
  • 3.1.14 Specific Fund Price Date Button
  • 3.1.15 Amount Limits for IRA Transactions Button
  • 3.1.16 Fund Delivery Instructions Button
  • 3.1.17 Fund Investment Account Button
  • 3.1.18 SI Specific Information Button
  • 3.1.19 KYC Maintenance Button
  • 3.1.20 Documents Button
  • 3.1.21 Hedge Fund Tab
  • 3.1.22 Fund Price Currencies Button
  • 3.1.23 Processing Holding Limit in Currency of Expression
  • 3.2 Fund Rules Summary Screen
  • 3.2.1 Retrieving Record in Fund Rules Summary Screen
  • 3.2.2 Editing Fund Rules Record
  • 3.2.3 Viewing Fund Rules Record
  • 3.2.4 Deleting Fund Rules Record
  • 3.2.5 Authorizing Fund Rules Record
  • 3.2.6 Amending Fund Rules Record
  • 3.2.7 Authorizing Amended Fund Rules Record
  • 3.2.8 Copying Attributes
  • 3.3 Fund Investment Components
  • 3.3.1 Maintaining Fund Investments Component
  • 3.4 Fund Investment Component Summary Screen
  • 3.4.1 Retrieving Record in the Fund Investment Component Summary Screen
  • 3.4.2 Editing Fund Investment Component Record
  • 3.4.3 Viewing Fund Investment Component Record
  • 3.4.4 Deleting a Fund Investment Component Record
  • 3.4.5 Authorizing a Fund Investment Component Record
  • 3.4.6 Amending Fund Investment Component Record
  • 3.4.7 Authorizing Amended Fund Investment Component Record
  • 3.4.8 Copying Attributes
  • 3.5 Fund Rule Interface
  • 3.5.1 Invoking Fund Rule Interface Screen
  • 3.6 Fund User Restriction
  • 3.6.1 Invoking Fund User Restriction Screen

    • 4. Other Fund Activities

  • 4.1 Entities with Funds Association
  • 4.1.1 Associating Entities with Funds
  • 4.1.2 Invoking Fund Entity Mapping Detail Screen
  • 4.2 Fund Entity Mapping Summary Screen
  • 4.2.1 Retrieving Record in Fund Entity Mapping Summary Screen
  • 4.2.2 Editing Fund Entity Mapping
  • 4.2.3 Viewing Fund Entity Mapping
  • 4.2.4 Deleting Fund Entity Mapping
  • 4.2.5 Authorizing Fund Entity Mapping
  • 4.2.6 Amending Fund Entity Mapping
  • 4.2.7 Authorizing Amended Fund Entity Mapping
  • 4.2.8 Copying Attributes
  • 4.3 Agency Branch Backdating Setup
  • 4.3.1 Invoking the Agency Branch Backdating Limit Setup Screen
  • 4.4 Fund Agency Backdating Limit Summary Screen
  • 4.4.1 Retrieving Record in Fund Agency Backdating Limit Summary Screen
  • 4.4.2 Editing Fund Agency Backdating Limit
  • 4.4.3 Viewing Fund Agency Backdating Limit
  • 4.4.4 Deleting Fund Agency Backdating Limit
  • 4.4.5 Authorizing Fund Agency Backdating Limit
  • 4.4.6 Amending Fund Agency Backdating Limit
  • 4.4.7 Authorizing Amended Fund Agency Backdating Limit
  • 4.4.8 Copying Attributes
  • 4.5 Restrictions for Switch Transactions
  • 4.5.1 Invoking the Fund Switch Restrict Detail Screen
  • 4.6 Fund Switch Restrict Summary Screen
  • 4.6.1 Retrieving Record in Fund Switch Restrict Summary Screen
  • 4.6.2 Editing Fund Switch Restrict Record
  • 4.6.3 Viewing Fund Switch Restrict Record
  • 4.6.4 Deleting Fund Switch Restrict Record
  • 4.6.5 Authorizing Fund Switch Restrict Record
  • 4.6.6 Amending Fund Switch Restrict Record
  • 4.6.7 Authorizing Amended Fund Switch Restrict Record
  • 4.6.8 Copying Attributes
  • 4.7 Pseudo Switch Lag Maintenance
  • 4.7.1 Maintaining Pseudo Switch Lag Maintenance
  • 4.7.2 Invoking Pseudo Switch Lag Maintenance Screen
  • 4.8 Pseudo Switch Lag Summary
  • 4.8.1 Retrieving Pseudo Switch Lag Record
  • 4.8.2 Viewing Pseudo Switch Lag Record
  • 4.8.3 Editing Pseudo Switch Lag Record
  • 4.8.4 Deleting Pseudo Switch Lag Record
  • 4.8.5 Authorizing Pseudo Switch Lag Record
  • 4.8.6 Amending Pseudo Switch Lag Record
  • 4.9 Fund Price
  • 4.9.1 Invoking the Fund Price Maintenance Screen
  • 4.9.2 Fund Base Currency Details Tab
  • 4.9.3 Additional Information Tab
  • 4.9.4 Fund Price Currency Details Button
  • 4.10 Fund Price Maintenance Summary Screen
  • 4.10.1 Retrieving Record in the Fund Price Maintenance Summary Screen
  • 4.10.2 Editing Fund Price Record
  • 4.10.3 Viewing Fund Price Record
  • 4.10.4 Deleting Fund Price Record
  • 4.10.5 Authorizing Fund Price Record
  • 4.10.6 Amending Fund Price Record
  • 4.10.7 Authorizing Amended Fund Price Record
  • 4.10.8 Copying Attributes
  • 4.11 Fund Preference Maintenance
  • 4.11.1 Invoking Fund Preference Maintenance Screen
  • 4.11.2 Short Trade Applicable Transaction Tab
  • 4.11.3 Aging Order Sequence Tab
  • 4.11.4 Special Discount Disallowed Transactions Tab
  • 4.11.5 Special Discount Applicable Load Entities Tab
  • 4.12 Fund Preference Summary Screen
  • 4.12.1 Retrieving a Record in Fund Preference Summary Screen
  • 4.12.2 Editing Fund Preference Record
  • 4.12.3 Viewing Fund Preference Record
  • 4.12.4 Deleting Fund Preference Record
  • 4.12.5 Authorizing Fund Preference Record
  • 4.12.6 Amending Fund Preference Record
  • 4.12.7 Authorizing Amended Fund Preference Record
  • 4.13 Short Trade Counter Details Screen
  • 4.13.1 Invoking Short Trade Counter Details Screen
  • 4.13.2 Batch Process
  • 4.14 Investor Fund Risk Rating Mapping
  • 4.14.1 Mapping Investor Fund Risk Rating Screen
  • 4.14.2 Invoking Investor Fund Risk Rating Mapping Screen
  • 4.15 Investor Fund Risk Mapping Summary
  • 4.15.1 Retrieving a Record in Investor Fund Risk Mapping Summary Screen
  • 4.15.2 Editing Investor Fund Risk Rating Mapping Record
  • 4.15.3 Viewing Investor Fund Risk Rating Mapping Record
  • 4.15.4 Deleting Investor Fund Risk Rating Mapping Record
  • 4.15.5 Authorizing Investor Fund Risk Rating Mapping Record
  • 4.15.6 Amending Investor Fund Risk Rating Mapping Record
  • 4.15.7 Authorizing Amended Investor Fund Risk Rating Mapping Record
  • 4.16 Adhoc Prices
  • 4.16.1 Invoking Adhoc Price Dates Maintenance Detail Screen
  • 4.17 Adhoc Price Dates Maintenance Summary Screen
  • 4.17.1 Retrieving Record in Adhoc Price Dates Maintenance Summary Screen
  • 4.17.2 Editing Adhoc Price Record
  • 4.17.3 Viewing Adhoc Price Record
  • 4.17.4 Deleting Adhoc Price record
  • 4.17.5 Authorizing Adhoc Price Record
  • 4.17.6 Amending Adhoc Price Record
  • 4.17.7 Authorizing Amended Adhoc Price Record
  • 4.17.8 Copying Attributes
  • 4.18 Pricing Preference Indication
  • 4.18.1 Invoking Price Date Change Detail Screen
  • 4.19 Price Date Change Summary Screen
  • 4.19.1 Retrieving Record in Price Date Change Summary Screen
  • 4.19.2 Editing Price Date Change Maintenance
  • 4.19.3 Viewing Price Date Change Maintenance
  • 4.19.4 Deleting Price Date Change Maintenance
  • 4.19.5 Authorizing Price Date Change Maintenance
  • 4.19.6 Amending Price Date Change Maintenance
  • 4.19.7 Authorizing Amended Price Date Change Maintenance
  • 4.19.8 Copying Attributes
  • 4.20 Non Availability of Fund Price
  • 4.20.1 Invoking the Fund Price Holiday Maintenance Detail Screen
  • 4.21 Fund Price Holiday Maintenance Summary Screen
  • 4.21.1 Retrieving a Fund Price Holiday Record
  • 4.21.2 Editing a Fund Price Holiday Record
  • 4.21.3 Viewing a Fund Price Holiday Record
  • 4.21.4 Deleting a Fund Price Holiday Record
  • 4.21.5 Authorizing a Fund Price Holiday Record
  • 4.21.6 Amending a Fund Price Holiday Record
  • 4.21.7 Authorizing an Amended Fund Price Record
  • 4.22 Fund CPMF Preferences
  • 4.22.1 Invoking the Fund CPMF Screen
  • 4.23 Fund CPMF Summary Screen
  • 4.23.1 Retrieving Record in Fund CPMF Summary Screen
  • 4.23.2 Editing Fund CPMF Record
  • 4.23.3 Viewing Fund CPMF Record
  • 4.23.4 Deleting Fund CPMF Record
  • 4.23.5 Authorizing Fund CPMF Record
  • 4.23.6 Amending Fund CPMF Record
  • 4.23.7 Authorizing Amended Fund CPMF Record
  • 4.23.8 Copying Attributes
  • 4.24 Fund Account Set Up
  • 4.24.1 Invoking Fund Account Maintenance Screen
  • 4.25 Fund Account Summary Screen
  • 4.25.1 Retrieving Record in Fund Account Summary Screen
  • 4.25.2 Editing Fund Account Record
  • 4.25.3 Viewing Fund Account Record
  • 4.25.4 Deleting Fund Account Record
  • 4.25.5 Authorizing Fund Account Record
  • 4.25.6 Amending Fund Account Record
  • 4.25.7 Authorizing Amended Fund Account Record
  • 4.25.8 Copying Attributes
  • 4.26 Funds to Products Mapping
  • 4.26.1 Invoking the Product Fund Mapping Detail Screen
  • 4.27 Wrap Fund Maintenance
  • 4.27.1 Invoking Wrap Fund Maintenance
  • 4.28 Wrap Fund Summary Screen
  • 4.28.1 Retrieving Record in Wrap Fund Summary screen
  • 4.28.2 Editing Wrap Fund Record
  • 4.28.3 Viewing Wrap Fund Record
  • 4.28.4 Deleting Wrap Fund Record
  • 4.28.5 Authorizing Wrap Fund Record
  • 4.28.6 Amending Wrap Fund record
  • 4.28.7 Authorizing Amended Wrap Fund Record
  • 4.28.8 Copying Attributes
  • 4.29 Access Restrictions
  • 4.29.1 Invoking FBC Access Restriction Screen
  • 4.30 FBC Access Restriction Summary Screen
  • 4.30.1 Retrieving Record in FBC Access Restriction Summary screen
  • 4.30.2 Editing FBC Access Restriction
  • 4.30.3 Viewing FBC Access Restriction
  • 4.30.4 Deleting FBC Access Restriction
  • 4.30.5 Authorizing FBC Access Restriction
  • 4.30.6 Amending FBC Access Restriction
  • 4.30.7 Authorizing Amended FBC Access Restriction
  • 4.30.8 Copying Attributes
  • 4.31 Corporate Actions for Fund
  • 4.31.1 Types of Corporate Actions
  • 4.31.2 Invoking Corporate Actions Maintenance Screen
  • 4.31.3 Split / ReverseSplitDetails Tab
  • 4.31.4 Merge Details Tab
  • 4.31.5 InvCategoryMap Tab
  • 4.31.6 Fund Copy Tab
  • 4.32 Corporate Actions Summary Screen
  • 4.32.1 Retrieving Record in Corporate Actions Summary screen
  • 4.32.2 Editing Corporate Actions Record
  • 4.32.3 Viewing Corporate Actions Record
  • 4.32.4 Deleting Corporate Actions Record
  • 4.32.5 Authorizing Corporate Actions Record
  • 4.32.6 Amending Corporate Actions Record
  • 4.32.7 Authorizing Amended Corporate Actions Record
  • 4.32.8 Reversing Corporate Action
  • 4.32.9 Copying Attributes
  • 4.33 Corporate Actions Processing
  • 4.33.1 Processing Corporate Actions
  • 4.33.2 Invoking Corporate Action Screen for Pre-Processing
  • 4.33.3 Executing Corporate Actions Manually
  • 4.33.4 Pre-processing Validations
  • 4.33.5 Messages for Pre-processing Checks
  • 4.33.6 System Processing for Corporate Actions
  • 4.33.7 Reports for Corporate Actions
  • 4.34 Bank Reconciliation
  • 4.34.1 Reconciling Bank Records
  • 4.34.2 Invoking Bank Reconciliation Detail Screen
  • 4.35 Bank Reconciliation Summary Screen
  • 4.35.1 Retrieving Record in Bank Reconciliation Summary Screen
  • 4.35.2 Viewing Bank Reconciliation Record
  • 4.35.3 Deleting Bank Reconciliation Record
  • 4.35.4 Authorizing Bank Reconciliation Record
  • 4.35.5 Copying Attributes
  • 4.35.6 Authorizing Bank Reconciliation
  • 4.36 Performance Fee for Hedge Funds
  • 4.36.1 Computing Performance Fee for Hedge Funds
  • 4.36.2 Processing Performance Fee Payment
  • 4.36.3 Processing Performance Fee Accrual
  • 4.36.4 Modifying Performance Fee Calculation Method
  • 4.36.5 Series Method of Performance Fee Calculation
  • 4.37 Override Trade Cycles Date For Funds
  • 4.37.1 Invoking Override Trade Cycle Date Screen
  • 4.38 Override Trade Cycle Date Summary Screen
  • 4.38.1 Retrieving Record in Override Trade Cycle Date Summary screen
  • 4.38.2 Editing an Override Trade Cycle Date Record
  • 4.38.3 Viewing an Override Trade Cycle Date Record
  • 4.38.4 Deleting an Override Trade Cycle Date Record
  • 4.38.5 Authorizing an Override Trade Cycle Date Record
  • 4.38.6 Amending an Override Trade Cycle Date Record
  • 4.38.7 Authorizing an Amended Override Trade Cycle Date Record
  • 4.38.8 Copying Attributes
  • 4.39 Price Rounding Detail
  • 4.39.1 Invoking Price Rounding Detail Screen
  • 4.40 Unit Price Rounding Summary
  • 4.40.1 Retrieving Unit Price Rounding Record in Summary Screen
  • 4.40.2 Editing Unit Price Rounding Record
  • 4.40.3 Viewing Unit Price Rounding Record
  • 4.40.4 Deleting Unit Price Rounding Record
  • 4.40.5 Authorizing Unit Price Rounding Record
  • 4.40.6 Amending Unit Price Rounding Record
  • 4.40.7 Authorizing Amended Unit Price Rounding Record

    • 5. Setting up Load Groups

  • 5.1 Load Groups
  • 5.2 Rights of Accumulation
  • 5.3 Load Groups Creation
  • 5.3.1 Invoking FCIS Group Definition Screen
  • 5.4 Group Load Mapping Summary Screen
  • 5.4.1 Retrieving Record in Group Load Mapping Summary Screen
  • 5.4.2 Editing Group Load Mapping
  • 5.4.3 Viewing Group Load Mapping
  • 5.4.4 Deleting Group Load Mapping
  • 5.4.5 Authorizing Group Load Mapping
  • 5.4.6 Amending Group Load Mapping
  • 5.4.7 Authorizing Amended Group Load Mapping
  • 5.4.8 Copying Attributes
  • 5.5 Load Group Characteristics Screen
  • 5.5.1 Invoking the Group Characteristics Detail Screen
  • 5.6 Load Group Characteristics Maintenance Summary Screen
  • 5.6.1 Retrieving Record in Load Group Characteristics Maintenance
    Summary Screen
  • 5.6.2 Editing Load Group Characteristics Maintenance
  • 5.6.3 Viewing Load Group Characteristics Maintenance
  • 5.6.4 Deleting Load Group Characteristics Maintenance
  • 5.6.5 Authorizing Load Group Characteristics Maintenance
  • 5.6.6 Amending Load Group Characteristics Maintenance
  • 5.6.7 Authorizing Amended Load Group Characteristics Maintenance
  • 5.6.8 Copying Attributes
  • 5.7 Non-fulfilment of Letter of Intent
  • 5.7.1 Monitoring Fulfilment of Letter of Intent
  • 5.7.2 Invoking Lol Adjust Proc Screen
  • 5.8 Group Load Mapping
  • 5.8.1 Invoking Group Load Mapping Screen
  • 5.9 Load Group Summary Screen
  • 5.9.1 Retrieving Record in Load Group Summary Screen
  • 5.9.2 Editing Load Group Maintenance
  • 5.9.3 Viewing Load Group Maintenance
  • 5.9.4 Deleting Load Group Maintenance
  • 5.9.5 Authorizing Load Group Maintenance
  • 5.9.6 Amending Load Group Maintenance
  • 5.9.7 Authorizing Amended Load Group Maintenance
  • 5.9.8 Copying Attributes

    • 6. Maintenance for IRA Products

  • 6.1 Individual Retirement Accounts
  • 6.1.1 Features of Individual Retirement Accounts
  • 6.1.2 Features of IRA Processing
  • 6.1.3 Maintenance for IRA Processing
  • 6.1.4 Plans for IRA
  • 6.1.5 Investment Transactions in IRA Plans

    • 7. Function ID Glossary