3 Entities - Set Up Investor Preferences

This topic explains about setting up of income distribution options, specifying the applicability of the Letter of Intent facility, setting up a negotiated deal, specifying non-tax limits for exemption eligible investors.

After you have created an authorized unit holder account for an investor, you can set up any or all of the following investment preferences for the same, as and when requested.

• Setting up of income distribution options for a combination of funds, policy and products the investor has invested in.
• Specifying the applicability of the Letter of Intent facility, at the investor’s behest.
• Setting up a negotiated deal for the investor.
• Specifying non-tax- limits for exemption eligible investors.

You set up these preferences at the investor’s behest, and these will govern the maintenance of the investor’s account and processing aspects of any transactions requested by the investor.

This topic contains the following sub-topics:

• Process Income Distribution Setup Detail
  This topic provides the systematic instructions to setup the income distribution option for an investor.
• Income Distribution Setup Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Unitholder Deal Maintenance Detail
  This topic provides the systematic instructions to set up a deal for an investor.
• Unitholder Deal Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Letters of Intent
  This topic provides information on letters of intent.
• Process Unit Holder LOI Setup Detail
  This topic provides the systematic instructions to set up the options requested by the investor for a Letter of Intent.
• Unit Holder LOI Setup Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Perform LOI Adjust Proc
  This topic provides the systematic instructions to process LOI Adjustment.
• Process UH Non Tax Limits Detail
  This topic provides the systematic instructions to set up the prescribed limits for taxable holdings for an eligible investor.
• UH Non Tax Limits Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Unit Holder IRRF Preference Detail
  This topic provides the systematic instructions to set up unit holder preferences for the IRRF component.
• Unit Holder IRRF Preference Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Unit Holder NPI Preference Detail
  This topic provides the systematic instructions to set up an Unit Holder NPI payment preference.
• Unit Holder NPI Preference Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Fund UH Category Minimum Holding Period Detail
  This topic provides the systematic instructions to capture the minimum holding period at Fund/ UH category/Transaction Type level.
• Fund UH Category Minimum Holding Period Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process UnitHolder Status Change Detail
  This topic provides the systematic instructions to close an unit holder account.
• UnitHolder Status Change Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Auth Rep Maintenance Detail
  This topic provides the systematic instructions to set up a new authorized representative in the system and associate this representative with the unit holder.
• Auth Rep Maintenance Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Notepad of Entities Detail
  This topic provides the systematic instructions to use the Entity Notepad facility.
• Notepad of Entities Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Agency Branch Account Officer Maintenance Detail
  This topic provides the systematic instructions to map the Agency branch and Account officer to the respective agent code.
• Agency Branch Account Officer Maintenance Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Account Officer IFA Maintenance Detail
  This topic provides the systematic instructions to map the Account Officer and the IFA.
• Account Officer IFA Maintenance Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process Agent Price Basis Detail
  This topic provides the systematic instructions to maintain component details for the required fund, transaction type, agent code and account type combination for formula based funds.
• Agent Price Basis Summary
  This topic provides the systematic instructions to perform the basic operations on the selected records.
• Process AMC Agent SLA Maintenance Summary
  This topic provides the systematic instructions to set the distribution hierarchy for the agent in a AMC.
• Process Tax Credit
  This topic provides the systematic instructions to maintain tax credit details.