Table of Contents

• Title and Copyright Information
• About This Content
  • Audience
  • Help
  • Documentation Accessibility
  • Diversity and Inclusion
  • Related Resources
  • Conventions
  • Comments and Suggestions
• 1 Preface
  • Audience
  • Help
  • Related Resources
  • Comments and Suggestions
• 2 Overview
• 3 Getting Started
  • Importing Pipelines
  • Downloading Pipelines
    • Uploading Pipelines
  • Copying Pipelines
  • Creating Pipelines
  • Configuring Pipelines
  • Editing Pipeline Descriptions
  • Deleting Pipelines
  • Downloading Metadata Snippet
• 4 Managing Data Pipelines
  • Pre-configured Data Pipelines
  • Widgets in Data Pipelines
    • Creating External Service
    • Creating Filters Using the Filter Widget
    • Creating Joins
      • Join Operators
    • Creating Persist
    • Creating Datasets Using the Dataset Widget
• 5 Managing Scenario Pipelines
  • Pre-configured Scenario Pipelines
  • Widgets in Scenario Pipelines
    • Using High Level Dataset
      • Adding Additional High Level Dataset Filter Conditions
    • Managing Risk Indicator
      • Creating a Risk Indicator
        • Scenarios Supporting Risk Indicator Grouping
      • Attaching Risk Indicator
      • Editing Risk Indicator
    • Creating Episodes
    • Creating Segments
    • Creating Evaluations
    • Creating Events
• 6 Managing Scoring Pipelines
  • Pre-configured Rules in Scoring Pipelines
  • Widgets in Scoring Pipelines
  • Creating Scoring Pipelines
    • Defining Correlation Scoring Rule
    • Defining Event Scoring Rule
    • Move Scoring Data using External Services
    • Define Pre-Case Decision
  • Adding Scoring Rules
  • Use Cases
    • Example of Correlation Scoring
    • Example of Event Scoring
• 7 Managing Customer Screening Pipelines
  • Pre-configured Customer Screening Pipelines
  • Widgets in Customer Screening Pipelines
    • Using Entity Widget
    • Using the Request JSON Widget
    • Using the Matching Rules Widget
      • Adding Rulesets
    • Creating External Service
    • Using the Alert Decision Widget
      • Configuring Alert Attributes
    • Using the Auto Closure Rules Widget
    • Using Auto Elimination Rules Widget
  • Evaluation Logic Used by Matching
• 8 Managing Transaction Filtering Pipelines
  • Pre-configured Transaction Filtering Pipelines
  • Widgets in Transaction Filtering Pipelines
    • About the Decision Widget
    • About the Bulk Decision Widget
    • About the Data Transformation Widget
    • About the Entity Widget
    • About the Input JSON Widget
    • Using the Matching Rules Widget
    • About the Scoring Widget
    • Using the External Service Widget
  • Evaluation Logic Used by Matching
• 9 Managing CTR Pipelines
  • Pre-configured CTR Pipelines
  • Widgets in CTR Pipelines
    • Using the Transaction By Conductor, Customer, and Tax Identifier Widget
    • Using the BSA CTR Evaluation Widget
• 10 Configuring KYC Risk
  • Changing KYC Risk to Staging Data
• 11 Managing KYC Onboarding Pipelines
  • Widgets in KYC Onboarding Pipelines
    • Using the Prospect Widget
    • Using the Algorithmic Scoring Widget
      • Exporting and Importing Risk Element Lookup Scores
    • Using the Business Check Widget
      • Exporting and Importing Risk Element Lookup Scores
    • Using the Risk Assessment Widget
    • Using the Matching Rules Widget
    • Using the Evaluator Rule Widget
    • Using the External Service Widget
  • Process Flow of KYC OnboardingWidgets
• 12 Managing KYC Batch Pipelines
  • Pre-configured KYC Batch Pipelines
  • Widgets in KYC Batch Pipelines
    • Using the Algorithmic Scoring Widget
      • Exporting and Importing Risk Element Lookup Scores
    • Using the Pre-Filter CustomerWidget
      • Daily Batches Configurations
      • Regulatory Report Filing Configurations
    • Using the Business Check Widget
      • Exporting and Importing Risk Element Lookup Scores
    • Using the Risk Assessment Widget
    • Using the Evaluator Rule Widget
• 13 Managing KYC Risk Factor Pipelines
  • Widgets in KYC Risk Factor Pipelines
    • Using High Level Dataset
    • Using High Level Dataset in KYC Risk Factor Pipelines
    • Attaching Risk Indicator
    • Creating Events
  • Process Flow of KYC Risk Factor Widget
  • Using Risk Factor Pipelines
  • Performing KYC Assessments Without Transaction-based Scenarios
• 14 Configuring Customer Watchlists
  • Configuring Watchlist Score Integration
• 15 Managing Watch List Pipelines
  • Pre-configured Watch List Pipelines
  • Widgets in Watch List Pipelines
    • Watch List Management Widget
    • Watch List Data Movement Widget
    • Watch List Categorization Widget
    • Filter Watch List Data Widget
    • Using the External Service Widget
• 16 Managing Threshold Sets
  • Accessing Threshold Sets
  • Copying a Threshold Set
  • Creating a Threshold Set
    • Scenarios Supporting Configurable Period Type
  • Defining Threshold Sets Using Bulk Upload
  • Editing Threshold Sets
  • Deleting Threshold Sets
  • About Threshold Simulator
    • View Simulator Conditions
    • Edit Simulator Conditions
    • Viewing Simulation Details
    • Creating New Simulator Conditions
    • Running Existing Threshold Sets
    • Viewing Simulation Details
• 17 Extending the Data Model
  • Adding New Data Model Columns
  • Applying Extended Data Model Columns to the Business Layer
• 18 Managing Data Extraction API Pipelines
  • Widgets in Data Extraction API Pipelines
  • Creating Data Extraction API Pipelines
  • Executing Data Extraction APIs
• 19 Using Jobs
  • Creating Jobs
  • Editing Jobs
  • Deleting Jobs
  • Viewing Execution History
• 20 Managing Batches
  • Possible Batch Flow
  • Pre-Configured Batches
    • StageDataLoad Batch Details
      • Multiple Data Origin Support
    • StageDataQuality Batch Details
    • AMLDataLoad Batch Details
      • Multiple Data Origin Support
    • AMLTransactionSourcesDataLoad Batch Details
    • DFCSIngestion Batch Details
    • Ingestion Batch Details
    • TMScenario Batch Details
    • KYCToCaseManagement Batch Details
    • AMLtoCaseManagement Batch Details
      • Starting the AMLtoCaseManagement Batch
      • Correlation Case Type Mapping
    • Integrating with Third-Party Case Management Systems
    • AMLHolidayMasterDataLoad Batch Details
    • CMIngestion Batch Details
    • FullLoadCustomer Batch Detail
    • DeltaLoadCustomer Batch Details
    • CustomerFullLoad Batch Detail
    • CustomerDeltaLoad Batch Details
    • ExternalEntityTransactionsFullLoad Batch Details
    • ExternalEntityTransactionsFullLoadSI Batch Details
    • KYCCustomerFullLoad Batch Detail
    • KYCDeploymentInitiation (DI) Batch Details
    • CustomerDataSlice Batch Details
    • KYCDaily Batch Details
      • Using External Case Management Feedback
    • KYCCustomerRAExport - Exporting KYC Risk Assessments
      • Exporting KYC Risk Assessments
      • Bulk Export of Records Displayed on Risk Assessment UI
    • CustomerChangeLog Batch Details
      • Configuring Change Logs for Multiple Entities
    • Transaction Filtering Watchlist Batch Details
      • CityWatchlistLoad Batch Details
      • CountryWatchlistLoad Batch Details
      • GoodsWatchlistLoad Batch Details
      • PortWatchlistLoad Batch Details
      • IdentifierWatchlistLoad Batch Details
      • StopKeyWordWatchlistLoad Batch Details
    • Watchlist Batch Details
      • WLHMTLoad Batch Details
      • WLDJWLoad Batch Details
      • WLDJWDeltaLoad Batch Details
      • WLWCPREMIUMLoad Batch Details
      • WLWCPREMIUMDeltaLoad Batch Details
      • WLWCSTANDARDLoad Batch Details
      • WLWCSTANDARDDeltaLoad Batch Details
      • WLOFACLoad Batch Details
      • WLUNLoad Batch Details
      • WLEULoad Batch Details
      • WLPRIVATELoad Batch Details
    • Screening Batches Details
      • IndividualScreening Batch Details
      • EntityScreening Batch Details
      • IndividualDIScreening Batch Details
      • EntityDIScreening Batch Details
      • Individual314aScreening Batch Details
        • Filtering Screening Matches by Special Instruction
      • Entity314aScreening Batch Details
        • Filtering Screening Matches by Special Instruction
      • ExternalEntities314ATransactionsBatchScreening Batch Details
      • ExternalEntities314ATransactionsBatchScreeningSI Batch Details
        • Filtering Screening Matches by Special Instruction
      • Individual314aDIScreening Batch Details
        • Filtering Screening Matches by Special Instruction
      • Entity314aDIScreening Batch Details
        • Filtering Screening Matches by Special Instruction
      • ScreeningToCaseManagement Batch Details
    • Transaction Filtering Screening Batches Details
      • ISO20022BatchScreening Batch Details
      • ISOBatchScreeningToCaseManagement Batch Details
      • NACHABatchScreening Batch Details
      • NACHABatchScreeningToCaseManagement Batch Details
    • Purge Batch Details
    • PurgeAndBackupFCCTables Batch Details
    • Maintenance Batch Details
    • Integrating External AML with Investigation Hub
      • Pre-Execution Steps
      • Create New Application (Migration to SaaS)
      • Execute in the Atomic Schema
      • Execute in the Migration Schema
      • Batch Details
      • Ingestion Batch Creation
      • CMIngestion Batch Creation
      • MigrationDataload3rdPartyForEEBusinessData Batch Details
      • Migration3rdPartyLAToEEBusinessArea Batch Details
      • MigrationDataloadForCMMetadata Batch Details
      • MigrationLAtoCmMetadata Batch Details
      • MigrationDataloadFor3rdParty Batch Details
      • Migration3rdPartyLAToCaseManagement Batch Details
      • Insert Metadata Mappings
      • Document Migration
      • Document Migration via Shell Script
      • Document Migration via REST API
      • Database Tables Used for Document Migration
      • REST API Samples
      • PMF Configuration for Migrated Cases
    • AMLRedaction Batch Details
    • Right to Forget (FCCRTFDataLoadUtility) Batch Details
      • Executing the FCCRTFDataLoadUtility Batch
  • Creating and Configuring New Batches
    • Defining Batches
    • Defining Tasks for Batches
  • Viewing Batch Logs
  • Parallel Execution of CS Batches
• 21 Common Tasks
  • Configuring Filters
  • Creating Runtime Parameters
  • Editing Widget
  • Deleting Widget
  • About Audit History
    • Accessing Audit History
    • Filtering Audit History