Table of Contents
1. About This Manual
1.1 Introduction
1.2 Related Documents
1.3 Audience
1.4 Organization
1.5 Conventions Used in this Manual
1.5.1 General Conventions
1.5.2 Keyboard Conventions
1.6 Glossary of Icons
1.7 Abbreviations and Acronyms
1.8 Getting Help
2. UH Deal Maintenance
2.1 Deal Setup
2.1.1 Invoking the Deal Setup Screen
3. Policy
3.1 Policy Creation
3.1.1 Invoking Policy Maintenance Detail Screen
3.1.2 Policy Information Tab
3.1.3 Policy Details Tab
3.1.4 Additional Details Tab
3.1.5 Intermediary Details Tab
3.1.6 Beneficiary Details Tab
3.1.7 Constituent Details Tab
3.1.8 Projected Return Value Details Tab
3.1.9 Asset Allocation Button
3.1.10 Payment Details Button
3.1.11 Premium Details Button
3.1.12 Annuity Details Button
3.1.13 Recurring Switch Details Button
3.1.14 Initial Load Override Details Button
3.1.15 Premium Load Override Button
3.1.16 Annuity Load Override Button
3.1.17 Switch Load Override Button
3.1.18 Add Info Button
3.1.19 Saving Information Entered
3.1.20 Creating Future-dated Rules for Policies
3.1.21 Processing Back Data Propagation for Transactions
3.2 Policy Maintenance Summary Screen
3.2.1 Retrieving Policy in Policy Maintenance Screen
3.2.2 Editing Policy
3.2.3 Viewing Policy
3.2.4 Deleting Policy
3.2.5 Authorizing Policy
3.2.6 Amending Policy
3.2.7 Authorizing Amended Policy
3.2.8 Reversing Policy
3.2.9 Authorizing Reversal of Policy
3.3 Ratio Percentage Maintenance
3.4 Policy Transaction Enrichment
3.4.1 Invoking the Policy Transaction Exchange Rate Enrichment
3.5 Interest Rate Details Maintenance
3.5.1 Invoking FCIS Interest Rate Maintenance Screen
3.6 Interest Rate Maintenance Summary Screen
3.6.1 Retrieving Interest Rate in Interest Rate Maintenance Screen
3.6.2 Editing Interest Rate
3.6.3 Viewing Interest Rate
3.6.4 Deleting Interest Rate
3.6.5 Authorizing Interest Rate
3.6.6 Amending Interest Rate
3.6.7 Authorizing Amended Interest Rate
3.6.8 Checking for Duplicate Transactions
4. Policy Transactions – Top Up
4.1 Top Up Transactions
4.1.1 Entering Top up Transaction
4.1.2 Invoking Policy Transaction - TOPUP Detail screen
4.1.3 Transaction Details Tab
4.1.4 Asset Allocation Tab
4.1.5 Payment Details Tab
4.1.6 Saving Information Entered
4.1.7 Processing Back Data Propagation for Transactions
4.2 Policy Transaction Topup Summary Screen
4.2.1 Retrieving Topup Transaction in Policy Topup Screen
4.2.2 Editing TopUp Transaction
4.2.3 Viewing TopUp Transaction
4.2.4 Deleting TopUp Transaction
4.2.5 Authorizing TopUp Transaction
4.2.6 Amending TopUp Transaction
4.2.7 Authorizing Amended Transaction TopUp
4.2.8 Reversing TopUp Transaction
5. Policy Transactions – Switch
5.1 Switch Transactions
5.1.1 Entering Switch Transaction
5.1.2 Invoking Policy Transaction- Switch Detail Screen
5.1.3 Transaction Details Tab
5.1.4 Asset Allocation Tab
5.1.5 Broker Details Tab
5.1.6 Load Override Details Tab
5.1.7 Un-Allotted Fee Transaction
5.1.8 Saving Information Entered
5.1.9 Processing Back Data Propagation for Transactions
5.2 Policy Transaction Switch Summary Screen
5.2.1 Retrieving Transaction Switch in Policy Transaction Switch Screen
5.2.2 Editing Transaction Switch
5.2.3 Viewing Transaction Switch
5.2.4 Deleting Transaction Switch
5.2.5 Authorizing Policy Switch
5.2.6 Amending Transaction Switch
5.2.7 Authorizing Amended Transaction Switch
5.2.8 Reversing Transaction Switch
6. Policy Transactions – Surrender
6.1 Surrender Transactions
6.1.1 Entering Surrender Transaction
6.1.2 Invoking Policy Transaction-Surrender Detail Screen
6.1.3 Transaction Details Tab
6.1.4 Asset Allocation Tab
6.1.5 Payment Details Tab
6.1.6 Broker Details Tab
6.1.7 Load Override Details Tab
6.1.8 Saving Information Entered
6.1.9 Processing Back Data Propagation for Transactions
6.1.10 Automatic Surrender of Policy
6.2 Policy Transaction Surrender Summary Screen
6.2.1 Retrieving Surrender Transaction in Policy Transaction Surrender Screen
6.2.2 Editing Surrender Transaction
6.2.3 Viewing Surrender Transaction
6.2.4 Deleting Surrender Transaction
6.2.5 Authorizing Surrender Transaction
6.2.6 Amending Surrender Transaction
6.2.7 Authorizing Amended Surrender Transaction
6.2.8 Reversing Surrender Transaction
7. Policy Status Change
7.1 Changing Status of Policy
7.1.1 Invoking Policy Status Change Detail Screen
7.1.2 Saving Information Entered
7.2 Policy Status Change Summary Screen
7.2.1 Retrieving Policy Status in Policy Status Change Screen
7.2.2 Editing Policy Status Change
7.2.3 Viewing Policy Status Change
7.2.4 Deleting Policy Status Change
7.2.5 Authorizing Policy Status Change
7.2.6 Amending Policy Status Change
7.2.7 Authorizing Amended Policy Status Change
8. Cession Maintenance
8.1 Cession ID Creation
8.1.1 Invoking Cession Maintenance Detail Screen
8.1.2 Saving Information Entered
8.2 Cession Maintenance Summary Screen
8.2.1 Retrieving Cession Maintenance in Cession Maintenance Screen
8.2.2 Editing Cession Maintenance
8.2.3 Viewing Cession Maintenance
8.2.4 Deleting Cession Maintenance
8.2.5 Authorizing Cession Maintenance
8.2.6 Amending Cession Maintenance
8.2.7 Authorizing Amended Cession Maintenance
9. Policy Cession Maintenance
9.1 Attach Cession ID to Policy
9.1.1 Invoking Policy Cession Maintenance Detail Screen
9.1.2 Saving Information Entered
9.2 Policy Cession Summary Screen
9.2.1 Retrieving Policy Cession in Policy Cession Screen
9.2.2 Editing Policy Cession
9.2.3 Viewing Policy Cession
9.2.4 Deleting Policy Cession
9.2.5 Authorizing Policy Cession
9.2.6 Amending Policy Cession
9.2.7 Authorizing Amended Policy Cession
10. Policy Journal Maintenance
10.1 Journal Entries for Policy
10.1.1 Invoking Policy Journal Maintenance Detail Screen
10.1.2 Saving the information entered
10.2 Policy Journal Maintenance Summary Screen
10.2.1 Retrieving Policy Journal Entry in Policy Journal Maintenance Screen
10.2.2 Editing Policy Journal Entry
10.2.3 Viewing Policy Journal Entry
10.2.4 Deleting Policy Journal Entry
10.2.5 Authorizing Policy Journal Entry
10.2.6 Amending Policy Journal Entry
10.2.7 Authorizing Amended Policy Journal Entry
11. Batch Activities
11.1 Sequence of Batch Functions
11.2 Batch Functions
11.2.1 LEP - Plan Funding Repayment
11.2.2 LEP - Generate Plan Transactions
11.2.3 LEP - Update Product Fiscal Year
11.2.4 LEP - Update Plan Transaction Allotted Status
11.2.5 LEP - Plan Financial Bucket Adjustment
11.2.6 LEP - Plan Annuity 5/20 Validation Process
11.2.7 LEP – 120% Rule Support
11.2.8 LEP – NAV Correction
11.2.9 LEP - Set Latest Rule for Product
11.2.10 LEP - Set Latest Rule for Plan
11.2.11 LEP - Plan Anniversary Value Computation
11.2.12 LEP - Plan Annuity Escalations
11.2.13 LEP - Plan Recurring Switch Escalations
11.2.14 LEP - Plan Premium Escalations
11.2.15 LEP - Recurring Plan Annuity Processing
11.2.16 LEP - Recurring Plan Switch Processing
11.2.17 LEP - Recurring Plan Premium Processing
11.2.18 LEP - Plan Funding Repayment
11.2.19 LEP - Generate Plan Redemption Transactions for Periodic Fees
11.2.20 LEP - Process Plan Surrender
11.2.21 LEP - BOD Plan Transaction Generations
11.2.22 LEP – Cash Management Switch Process
12. Allocation Details
12.1 Allocation Details
12.1.1 Invoking Allocation Details Screen
12.1.2 Fund Transactions Tab
12.1.3 Allocation Details Tab
12.1.4 Fee Details Tab
13. Annexure
13.1 Fund Distribution Processing
13.1.1 Processing Fund Distribution
14. Function ID Glossary