Contents

 

1. Preface

  • 1.1 Introduction
  • 1.2 Audience
  • 1.3 Documentation Accessibility
  • 1.4 Organization
  • 1.5 Acronyms and Abbreviations
  • 1.6 Related Documents
  • 1.7 Glossary of Icons

    • 2. Limits & Collaterals

  • 2.1 Introduction
  • 2.2 Credit Score Maintenance
  • 2.2.1 Invoking the Credit Score Maintenance Screen
  • 2.3 Agency Details for Credit Rating
  • 2.3.1 Invoking the Credit Rating Agency Maintenance Screen
  • 2.4 User Defined Status
  • 2.4.1 Invoking User Defined Status Maintenance Screen
  • 2.5 Liability Maintenance
  • 2.5.1 Maintaining Liability Maintenance
  • 2.5.2 Scores Button
  • 2.5.3 Credit Rating Button
  • 2.6 Customer to Liability Link
  • 2.6.1 Invoking the Customer to Liability Link Maintenance Screen
  • 2.7 Covenant Maintenance
  • 2.7.1 Invoking the Convenant Maintenance Screen
  • 2.8 Collateral Types Maintenance
  • 2.8.1 Invoking Collateral Types Maintenance Screen
  • 2.9 Collateral Category Maintenance
  • 2.9.1 Invoking Collateral Category Maintenance Screen
  • 2.9.2 Covenant Button
  • 2.10 Issuer Maintenance
  • 2.10.1 Invoking the Issuer Maintenance Screen
  • 2.11 Securities Maintenance
  • 2.11.1 Invoking the Securities Maintenance Screen
  • 2.12 Insurance Company Details
  • 2.12.1 Viewing Insurance Company Details
  • 2.12.2 Viewing Insurance Company Summary
  • 2.13 Insurance Types Details
  • 2.13.1 Viewing Insurance Types Details
  • 2.13.2 Viewing Insurance Type Summary
  • 2.14 Collaterals Maintenance
  • 2.14.1 Invoking Collaterals Maintenance Screen
  • 2.14.2 Insurance Details Button
  • 2.14.3 Covenant Button
  • 2.14.4 Shared Details Button
  • 2.14.5 Linked Contract-Accounts Button
  • 2.14.6 UDE Values Button
  • 2.14.7 Source Restrictions Button
  • 2.14.8 Haircut Schedules Button
  • 2.14.9 Specific Details Button
  • 2.14.10 Field Investigation Details Button
  • 2.14.11 Valuation Details Button
  • 2.14.12 External Check Button
  • 2.14.13 Legal Opinion Button
  • 2.14.14 Risk Evaluation Button
  • 2.14.15 Collateral Perfection Button
  • 2.15 Collateral Pool Maintenance
  • 2.15.1 Invoking Collateral Pool Maintenance Screen
  • 2.16 Facilities Maintenance
  • 2.16.1 Invoking the Facilities Maintenance Screen
  • 2.16.2 Schedules Button
  • 2.16.3 Covenant Button
  • 2.16.4 Value Date Button
  • 2.16.5 Exposure Button
  • 2.16.6 Charges Button
  • 2.16.7 UDE Details Button
  • 2.16.8 Pool Links Button
  • 2.16.9 Limit Restriction Button
  • 2.16.10 Tenor Restrictions Button
  • 2.16.11 Source Restrictions Button
  • 2.16.12 Mandate Button
  • 2.16.13 Comments on Facility Button
  • 2.16.14 Including Netting Amount in Facility’s Netting Contribution
  • 2.16.15 Viewing Previous Credit Limit Changes
  • 2.17 Track Exposure Maintenance
  • 2.17.1 Invoking Track Exposure Maintenance Screen
  • 2.17.2 Value Date Exposure Button
  • 2.18 Exposure Analysis
  • 2.19 Exposure Dashboard
  • 2.20 Account/Contract Balance Maintenance for Netting
  • 2.20.1 Invoking the Account/Contract Balance for Netting screen
  • 2.21 Ear Marking Maintenance
  • 2.21.1 Invoking the Ear Marking Maintenance Screen
  • 2.22 Global Block Exposure Maintenance
  • 2.22.1 Invoking the Global Exposure Block Maintenance Screen
  • 2.23 Exception Queue Maintenance
  • 2.23.1 Invoking the Exception Queue Maintenance Screen
  • 2.24 Exception Queue Slab Maintenance
  • 2.24.1 Invoking the Exception Queue Slab Maintenance
  • 2.25 Sector and Industry Maintenance
  • 2.25.1 Invoking the Sector and Industry Maintenance
  • 2.26 Limits & Collaterals Parameter Details
  • 2.26.1 Invoking the Global Exposure Parameter Detail
  • 2.27 Facilities Amount Transfer Maintenance
  • 2.27.1 Invoking the Facilities Amount Transfer Maintenance
  • 2.28 Force Collateral Revaluation
  • 2.28.1 Invoking the Ad-Hoc Revaluation Screen
  • 2.29 Multi Authorization Maintenance
  • 2.29.1 Invoking the Multi Authorization Maintenance Screen
  • 2.30 Dual Authorization of Utilization Transaction
  • 2.31 Liabilities Merger
  • 2.31.1 Invoking Liability Merger Maintenance Screen
  • 2.31.2 Invoking Liability Merger Process Screen
  • 2.32 Alert Definition
  • 2.32.1 Invoking Alert Definition Screen
  • 2.32.2 Preferences Tab
  • 2.32.3 Target Tab
  • 2.32.4 Message Tab
  • 2.32.5 Viewing Alert Definition Summary
  • 2.33 Alert Selection Criteria
  • 2.33.1 Viewing Alert Selection Criteria Screen
  • 2.33.2 Viewing Alert Criteria Definition Summary

    • 3. Credit Desktop

  • 3.1 Introduction
  • 3.2 Credit Desktop
  • 3.2.1 Invoking Credit Desktop
  • 3.2.2 Search Results
  • 3.2.3 Additional Information
  • 3.2.4 Comments Tab
  • 3.2.5 Report Types

    • 4. Queries

  • 4.1 Liabilities Query
  • 4.1.1 Invoking the Liability Query Screen
  • 4.2 Liability History
  • 4.2.1 Invoking the Liability History Query Screen
  • 4.3 Utilization Transaction Query
  • 4.3.1 Invoking the Utilization Transaction Query Screen
  • 4.4 Covenants Queries
  • 4.4.1 Invoking the Facility Covenants Query Screen

    • 5. Reports

  • 5.1 Generating Reports
  • 5.2 Covenant History Reports
  • 5.2.1 Generating Covenant History Reports
  • 5.2.2 Contents of the Report
  • 5.3 Over Drawn Lines Report
  • 5.3.1 Viewing Over Drawn Lines Report
  • 5.3.2 Contents of the Report
  • 5.4 Utilizations Report Date Wise Report
  • 5.4.1 Viewing Utilization Report Date Wise Report
  • 5.4.2 Contents of the Report
  • 5.5 Collateral Details Report
  • 5.5.1 Viewing Collateral Details Report
  • 5.5.2 Contents of the Report
  • 5.6 Pool Linkage Report
  • 5.6.1 Viewing Pool Linkage Report
  • 5.6.2 Contents of the Report
  • 5.7 Credit Movement Report
  • 5.7.1 Viewing Credit Movement Report
  • 5.7.2 Contents of the Report
  • 5.8 Limit Details Report
  • 5.8.1 Viewing Limit Details Report
  • 5.8.2 Contents of the Report
  • 5.9 Line Summary Report
  • 5.9.1 Viewing Line Summary Report
  • 5.9.2 Contents of the Report
  • 5.10 Exception Report
  • 5.10.1 Viewing Exception Report
  • 5.10.2 Contents of the Report

    • 6. Annexure 1 - Utilization Transactions

  • 6.1 New Utilization
  • 6.1.1 Input Utilization
  • 6.1.2 Validations for a New Utilization Process
  • 6.1.3 Authorize Utilization
  • 6.1.4 Delete Utilization
  • 6.1.5 Technical Undo (Special Delete)
  • 6.2 Increase/Decrease Utilization
  • 6.2.1 Validations for Modify Utilization Process
  • 6.3 Alter Utilization
  • 6.3.1 Input Alter Utilization
  • 6.4 Reverse Utilization
  • 6.4.1 Input Reverse Utilization
  • 6.5 Set Balance of Utilization Transaction
  • 6.5.1 Validations for Modify Utilization process
  • 6.6 Query Utilization
  • 6.7 Mature Utilization Transaction
  • 6.8 Utilization Transaction Screen
  • 6.9 Reconciliation of Utilization Transactions
  • 6.10 Increasing/Decreasing Utilizations
  • 6.11 Linking an Utilization Transaction to a Facility
  • 6.11.1 Collateral Pool Utilization Transaction Process
  • 6.11.2 Utilization Transaction Status

    • 7. Annexure 2 - Value Dated Facility

  • 7.1 Value Date Based Facility Maintenance
  • 7.2 Value Date Based Utilization
  • 7.2.1 Processing Value Date Based Utilization
  • 7.2.2 Back Valued Transactions
  • 7.2.3 EOD Processing

    • 8. Annexure 3 – Revaluation

  • 8.1 Currency Revaluation
  • 8.1.1 Facility Currency and Utilization Currency
  • 8.1.2 Facility Currency and Collateral Currency
  • 8.2 Collateral Revaluation
  • 8.2.1 Collateral Revaluation of Market Based Securities
  • 8.2.2 Collateral Revaluation of Non-Market Based Securities

    • 9. Annexure 4 - Gateway Processes & Interfaces

  • 9.1 Gateway Online
  • 9.1.1 Gateway Online Process
  • 9.1.2 Maintenance Transactions
  • 9.1.3 Batch Process
  • 9.1.4 Reprocessing Locked Online Transactions
  • 9.1.5 Technical undo (Functional Rollback)
  • 9.2 Gateway Batch
  • 9.2.1 Gateway Batch Process
  • 9.2.2 Batch Inbound Process
  • 9.2.3 Batch Outbound Process
  • 9.3 Interfaces