Contents

1. Preface

  • 1.1 Introduction
  • 1.2 Audience
  • 1.3 Documentation Accessibility
  • 1.4 Organization
  • 1.5 Related Documents
  • 1.6 Glossary of Icons

    • 2. Loan Syndication – Overview

  • 2.1 Loan Syndication
  • 2.1.1 Process of Disbursing Syndicated Loan
  • 2.1.2 Tranches
  • 2.1.3 Draw Down Loans
  • 2.1.4 Defining Products
  • 2.1.5 Processing Tranche or Draw Down Contracts
  • 2.1.6 Processing Repayments
  • 2.1.7 Sharing of Fee or Charge Income

    • 3. Reference Information for Loan Syndication

  • 3.1 Maintaining Administrators
  • 3.2 Maintaining Self Participants
  • 3.3 Maintaining Party Types
  • 3.4 Maintaining Diary Events
  • 3.5 Maintaining Message Types for Module
  • 3.6 Indicating Branch Parameters for Loan Syndication
  • 3.7 Mapping LS and CL Products and Components

    • 4. Defining Products for Loan Syndication

  • 4.1 Introduction to Products for Loan Syndication
  • 4.1.1 Product Type
  • 4.1.2 Contracts
  • 4.2 Products for Loan Syndication
  • 4.2.1 Products for Borrower Tranche Contracts and Draw Down Loans
  • 4.2.2 Borrower Facility Product for Main Borrower Facility Contract
  • 4.3 Borrower Tranche / Draw down Product Details
  • 4.3.1 Creating Borrower Tranche / Draw down Product
  • 4.3.2 Maintaining User Data Elements
  • 4.3.3 Margin Component
  • 4.3.4 Maintaining Preferences
  • 4.3.5 Maintaining LS Preferences
  • 4.3.6 Maintaining Components Details
  • 4.3.7 Maintaining Notices and Statements
  • 4.3.8 Maintaining Role to Head
  • 4.3.9 Maintaining Events
  • 4.3.10 Branch Currency Restriction
  • 4.3.11 Maintaining Customer Category Restriction Details
  • 4.3.12 Maintaining UDF
  • 4.3.13 Associating Ad-hoc fee Components
  • 4.3.14 Specifying MIS Details
  • 4.3.15 Associating Parties
  • 4.3.16 Associating Diary Events
  • 4.4 Participant Products
  • 4.4.1 Creating Participant Products
  • 4.4.2 Defining Generic Attributes of Participant Product
  • 4.5 Preferences for Participant Products
  • 4.5.1 Setting Preferences for Participant Products
  • 4.5.2 Associating Diary Events for Participant Products
  • 4.5.3 Associating Ad-hoc Charges
  • 4.6 Borrower Facility products
  • 4.6.1 Creating Borrower Facility products
  • 4.6.2 Defining Generic Attributes of Loan Syndication Product
  • 4.6.3 Specifying Preferences for Syndication Products
  • 4.6.4 Specifying Ad-hoc fee Components for Borrower Facility Products
  • 4.6.5 Associating Appropriate Party Types for Borrower Facility Products
  • 4.6.6 Associating Diary Events for Borrower Facility Products
  • 4.7 Saving Loan Syndication Product

    • 5. Loan Syndication Contracts

  • 5.1 Borrower Facility Contract
  • 5.2 Products for Loan Syndication Contracts
  • 5.3 Borrower Facility Contract Details
  • 5.3.1 Capturing Details for Borrower Facility Contract
  • 5.3.2 Features of Loan Syndication - Contract Input Screen
  • 5.3.3 Contract Tab
  • 5.3.4 Holiday Preferences Tab
  • 5.3.5 Specifying Currency Details
  • 5.3.6 Specifying Borrower Details
  • 5.3.7 Specifying Participant Details
  • 5.3.8 Specifying Party Type Details
  • 5.3.9 Specifying Settlement Instructions
  • 5.3.10 Specifying MIS Details
  • 5.3.11 Specifying Adhoc Charges
  • 5.3.12 Viewing Diary Events
  • 5.3.13 Viewing Events
  • 5.3.14 Capturing User Defined Fields
  • 5.4 Loan Syndication Contracts Details
  • 5.4.1 Processing Loan Syndication Contracts
  • 5.4.2 Tranche-level contracts
  • 5.4.3 Draw Down Contracts
  • 5.4.4 Participant Contracts
  • 5.4.5 Entering Borrower Tranche or Draw Down Contracts
  • 5.5 Borrower Tranche Contracts Details
  • 5.5.1 Capturing Details for Borrower Tranche Contracts
  • 5.5.2 Participant Details for Borrower Tranche Contract
  • 5.5.3 Borrower Details for Tranche Contract
  • 5.5.4 Specifying Borrower Drawdown Products
  • 5.5.5 Specifying Currency Details
  • 5.5.6 Defining schedules for Non-revolving Tranches
  • 5.6 Drawdown Loan Contracts Details
  • 5.6.1 Capturing Details for Drawdown Loan Contracts
  • 5.6.2 Viewing Participant Details for Borrower Draw Down Contract
  • 5.6.3 Common Details for Borrower Tranche and Borrower Draw Down Contracts
  • 5.6.4 Viewing Diary Events
  • 5.6.5 Specifying Parties
  • 5.7 Participant Contracts Details
  • 5.7.1 Creating Participant Contracts
  • 5.7.2 Details for Participant Contracts
  • 5.7.3 Viewing and Amending Participant Contracts
  • 5.7.4 Viewing Syndication Details
  • 5.8 Specifying Interest Margins for Customers
  • 5.9 Amending Participant Details For Borrower Tranche or Draw Down Contracts
  • 5.9.1 Participant Transfer
  • 5.9.2 Transferring Assets between Existing Participants
  • 5.9.3 Viewing Details of Processed Transfers
  • 5.10 Specifying Diary Events for Borrower Syndication Contract
  • 5.10.1 Amending Diary Events for Syndication Contract
  • 5.11 Processing Participant Contracts
  • 5.12 Free Format Messages for Loan Syndication Contracts
  • 5.13 Viewing Syndication Contracts
  • 5.13.1 Viewing Contracts Entered under Main Borrower Facility Contract
  • 5.13.2 Viewing Contracts Entered Under Borrower Tranche Contract
  • 5.13.3 View Summary of Borrower Draw Down Contracts
  • 5.13.4 Viewing Participant Contracts Entered under Main Borrower Facility Contract
  • 5.13.5 Viewing Summary of Participant Tranche Contracts
  • 5.13.6 Viewing Summary of Participant Draw Down Contracts

    • 6. Processing Repayments

  • 6.1 Defining Schedules for Product
  • 6.2 Defining Schedules for Contract
  • 6.2.1 Specifying how schedules falling on holidays must be handled
  • 6.2.2 Specifying how maturity dates falling on holidays must be handled
  • 6.2.3 Specifying how Rate Revision Schedules
  • 6.2.4 Specifying revision schedules for fixed rate interest components
  • 6.2.5 Specifying revision schedules for interest margin components
  • 6.2.6 Processing Repayments Manually
  • 6.2.7 Processing Prepayments
  • 6.2.8 Specifying rate revision for fixed rate interest components

    • 7. Processing Ad-hoc Charges and Fees

  • 7.1 Ad-hoc Charges
  • 7.1.1 Ad-hoc charges collection online
  • 7.2 Entering Schedules for ad-hoc Charge Components
  • 7.2.1 Viewing ad-hoc fee schedule processing details

    • 8. Rolling-over a Drawdown Loan

  • 8.1 Features of the Product Rollover Details screen
  • 8.2 Specifying Contract Rollover Details
  • 8.2.1 Rollover Preferences for Borrower Drawdown Loan Contract
  • 8.2.2 Specifying Details for Normal Rollover
  • 8.2.3 Specifying Details for Rollover Consolidation
  • 8.2.4 Advices for a Rolled-over Loan
  • 8.2.5 Authorizing a Manual Rollover

    • 9. Making Additional Disbursements and Rate Changes

  • 9.1 Value Dated Amendments for a Tranche
  • 9.1.1 Making Value Dated Amendments for a Tranche
  • 9.1.2 Modifying Tranche Principal
  • 9.1.3 Modifying Maturity Date
  • 9.1.4 Saving Amendment
  • 9.1.5 Viewing Schedule Details
  • 9.1.6 Viewing MIS Details
  • 9.1.7 Maturity Date Change
  • 9.2 Making Value Date Amendments for a Drawdown
  • 9.2.1 Modifying Maturity Date

    • 10. Annexure A

  • 10.1 Events, Advices and Accounting Entries
  • 10.1.1 Events for borrower facility products
  • 10.1.2 Participant facility, tranche or draw down product
  • 10.1.3 List of events available for Loan Syndication modules

    • 11. SWIFT Messages for Loan Syndication

  • 11.1 SWIFT Messages
  • 11.1.1 SWIFT Tags and Oracle FLEXCUBE Fields Linkage - MT 643
  • 11.1.2 SWIFT Tags and Oracle FLEXCUBE Fields Linkage - MT 644
  • 11.1.3 SWIFT Tags and Oracle FLEXCUBE Fields Linkage - MT 645
  • 11.1.4 SWIFT Tags and Oracle FLEXCUBE Fields Linkage - MT 646
  • 11.1.5 SWIFT Tags and Oracle FLEXCUBE Fields Linkage - MT 649

    • 12. Customer Correspondence

  • 12.1 Drawdown Notices
  • 12.1.1 New Drawdown Notice to the Borrower
  • 12.1.2 New Drawdown Notice to the participant bank
  • 12.2 Exchange Rate Fixing Advices
  • 12.2.1 Exchange Rate Fixing Advice to Borrower for new Drawdown
  • 12.2.2 Exchange Rate Fixing Advice to Participant for new drawdown
  • 12.3 Interest Rate Fixing Advices
  • 12.3.1 Interest Rate Fixing Advice to borrower for new drawdown
  • 12.3.2 Interest Rate Fixing Advice to Participant for new Drawdown
  • 12.4 Ad-hoc Fee Due Notice
  • 12.4.1 Ad-hoc Fee Due Notice to Borrower
  • 12.4.2 Ad-hoc Fee Due Notice to Participant
  • 12.5 Advice of Payment of Principal and/or of Interest
  • 12.6 Billing Notice
  • 12.6.1 Billing Notice to Borrower
  • 12.6.2 Billing Notice to Participant
  • 12.7 Rate Revision Notice
  • 12.7.1 Rate Revision Notice to Borrower
  • 12.7.2 Rate Revision Notice to Participant

    • 13. Reports

  • 13.1 Participant Drawdown Contribution Report
  • 13.1.1 Selection Options
  • 13.1.2 Contents of the Report
  • 13.2 Participant Tranche Contribution Report
  • 13.2.1 Selection Options
  • 13.2.2 Contents of the Report
  • 13.3 Commitment Fee Due Report
  • 13.3.1 Contents of the Report
  • 13.4 Commitment Fee Paid Report
  • 13.4.1 Contents of the Report
  • 13.5 Tranche Drawdown Detail Report
  • 13.5.1 Selection Options
  • 13.5.2 Contents of the Report
  • 13.6 Drawdown Interest Due Report
  • 13.6.1 Selection Options
  • 13.6.2 Contents of the Report
  • 13.7 Participant Drawdown Repayment Detail Report
  • 13.7.1 Contents of the Report
  • 13.8 Facility Borrower Contact Detail Report
  • 13.8.1 Selection Options
  • 13.8.2 Contents of the Report
  • 13.9 Tranche Borrower Contact Detail Report
  • 13.9.1 Contents of the Report
  • 13.10 Drawdown Borrower Contact Detail Report
  • 13.10.1 Selection Options
  • 13.10.2 Contents of the Report
  • 13.11 Active Facility Drawdown Detail Report
  • 13.11.1 Selection Options
  • 13.11.2 Contents of the Report
  • 13.12 Facilities Detail Report
  • 13.12.1 Contents of the Report
  • 13.13 Participant Facility Detail Report
  • 13.13.1 Contents of the Report
  • 13.14 User Operations Detail Report
  • 13.14.1 Contents of the Report
  • 13.15 Administrator Facility Detail Report
  • 13.15.1 Contents of the Report
  • 13.16 Borrower Facility Detail Report
  • 13.16.1 Contents of the Report
  • 13.17 Ad-hoc Fee Detail Report
  • 13.17.1 Contents of the Report
  • 13.18 Participant Ad-hoc Fee Report
  • 13.18.1 Contents of the Report
  • 13.19 Facility Tranche Volume Detail Report
  • 13.19.1 Contents of the Report
  • 13.20 Facility Utilization Detail Report
  • 13.20.1 Selection Options
  • 13.20.2 Contents of the Report
  • 13.21 Syndication Volume Detail Report
  • 13.21.1 Contents of the Report
  • 13.22 Participant Transfer Detail Report
  • 13.22.1 Selection Options
  • 13.22.2 Contents of the Report
  • 13.23 Fiscal Diary Report
  • 13.23.1 Contents of the Report
  • 13.24 Fiscal Documentation Diary Detail Report
  • 13.24.1 Contents of the Report
  • 13.25 New Base Records Report
  • 13.25.1 Contents of the Report
  • 13.26 FX Unconfirmed Analysis –1 Day Report
  • 13.26.1 Contents of the Report
  • 13.27 Outstanding FX Contracts Report
  • 13.27.1 Selected Options
  • 13.27.2 Contents of the Report
  • 13.28 Outstanding FX Contracts with NPV Profit/Loss Report
  • 13.28.1 Selected Options
  • 13.28.2 Contents of the Report
  • 13.29 MM Unconfirmed Contracts Report
  • 13.29.1 Selected Options
  • 13.29.2 Contents of the Report
  • 13.30 FX Unconfirmed Contracts Report
  • 13.30.1 Selected Options
  • 13.30.2 Contents of the Report
  • 13.31 Comfort – Potential Errors Report
  • 13.31.1 Contents of the Report
  • 13.32 FX Summary Report
  • 13.32.1 Contents of the Report
  • 13.33 MM Summary Report
  • 13.33.1 Contents of the Report
  • 13.34 FX Contracts – Cancelled Report after Cable Sent Report
  • 13.34.1 Contents of the Report
  • 13.35 MM Contracts – Cancelled Report after Cable Sent Report
  • 13.35.1 Contents of the Report
  • 13.36 NPV Handoff – Exceptions Report
  • 13.36.1 Selected Options
  • 13.36.2 Contents of the Report
  • 13.37 Reversed MM Contracts Report
  • 13.37.1 Contents of the Report
  • 13.38 Facility Detail Report
  • 13.38.1 Selected Options
  • 13.38.2 Contents of the Report
  • 13.39 Tranche Borrower Report
  • 13.39.1 Selected Options
  • 13.39.2 Contents of the Report

    • 14. Function ID Glossary