Approving an Audit

You must have the Compliance Audit Approver role to approve an audit. The audit must be assigned to you with a status of Pending Approval or Resubmitted.

As a Compliance Audit Approver, you can only review, approve, and reject the audit, but you can't edit its content.

To approve an audit:

The audit changes to Approved and remains locked for editing. The Compliance Officer receives an email with the approval details and your comments.

1. Go to Compliance 360 > Audit Documentation > Audits.

2. Open the assigned audit.

3. Review the Primary Information, Audit Controls, Audit Insights, and attachments.

4. Click Approve.

5. In the Comments field, enter your approval comments.

6. Click Approve.

Related Topics

• Audit Approval Workflow
• Creating Audits
• Editing Existing Audits
• Rejecting an Audit
• Resubmitting an Audit for Approval
• Completing an Approved Audit
• Reopening a Completed Audit
• Audit Status Updates
• Audit Approval Workflow Statuses and Actions
• Audit Workflow Notifications
• Adding Audit Controls Manually
• Audits List Page
• Audit Summarization using Generative AI

General Notices