1. Loan Syndication
  2. Preface

Preface

This topic contains following sub-topics:

Introduction

This manual is designed to help acquaint you with the Loan Syndication modules of Oracle Banking Corporate Lending.

It provides an overview of the modules and guides you, through the various steps involved in granting syndicated loans to the customers of your bank.

In addition to this User Manual, you can find answers to specific features and procedures, in the Online Help. It can be invoked by choosing Help Contents from the Help Menu of the software. You can further obtain information about to a particular field by placing the cursor on the relevant field and pressing the <F1> key on the keyboard.

Parent topic: Preface

Audience

This manual is intended for the following User/User Roles:

Table -1 Audience

Role Function
Back office data entry clerk Input functions for contracts
Back office managers/officers Authorization functions
Product Managers Product definition and authorization
End of Day operators Processing during End of Day/ Beginning of Day
Financial Controller / Product Managers Generation of reports

Parent topic: Preface

Symbols, Definitions and Abbreviations

This User Manual may refer to all or some of the following icons:

Table -2 Symbols

Icons Function

Exit

 Exit

Add row

 Add row

Delete row

 Delete row

Option List

 Option List

Parent topic: Preface

List Of Topics

This manual is organized into the following chapters:

Table -3 List Of Topics

Topics Description
Preface This topic gives information on the intended audience. It also lists the various chapters covered in this User Manual.
Loan Syndication - An overview This topic gives a snapshot of the features that the module provides. The topics which are part of Loan Syndication - An overview are:
  1. Loan Syndication
Reference Information for Loan Syndication This topic explains the maintenance of reference information for loan syndication processing. The topics which are part of Reference Information for Loan Syndication are:
  1. Introduction
  2. About Privacy By Design
  3. Administrators Maintenance
  4. Party Types Maintenance
  5. User Group Maintenance
  6. Reason Codes Maintenance
  7. Diary Events Maintenance
  8. Associating Message Types to Events
  9. Indicating Branch Parameters for Loan Syndication
  10. Interest Limits Maintenance
  11. Status Rules Maintenance for a Syndication Product
  12. Margin Component Details Maintenance
  13. Borrower Rating Maintenance
  14. LIBOR Daily Rate Detail Maintenance
  15. Reporting Requirements Maintenance
  16. Static Details Maintenenace
  17. Named Agents Maintenance
  18. Banker's Acceptance Maintenance
Defining Products for Loan Syndication This topic details the procedure to set up Loan Syndication products as well as Tranche / Draw Down products. The topics which are part of Defining Products for Loan Syndication are:
  1. Introduction
  2. Products for Loan Syndication
  3. Creating a Borrower Tranche/Drawdown Product
  4. Creating Borrower Facility Products
  5. Creating Participant Products
  6. Specifying Preferences for Syndication Products
  7. Saving a Loan Syndication Product
Loan Syndication Contracts - Part 1 This topic deals with the procedure involved in entering the details of syndication contracts (Facility, Tranche, and Drawdowns). The topics which are part of Loan Syndication Contracts - Part 1 are:
  1. Introduction
  2. A Borrower Facility Contract under Syndication Agreement
  3. Products for Loan Syndication Contracts
  4. Processing a Borrower Facility
  5. Capturing Facility Details
  6. Viewing Facility Details
  7. Processing Loan Syndication Contracts
  8. Processing a Draft Tranche Contract
  9. Processing a Borrower Tranche Contract
  10. Viewing Borrower Tranche Summary
  11. Maintaining Tranche Collateral Details
  12. Maintaining Tranche Collateral Account Details
  13. Maintaining Tranche Collateral Entity Details
  14. Maintaining Collateral Percentage Details
  15. Maintaining Escrow Account Details
  16. Agent CIF and Mnemonic Details Maintenance
  17. ELCM Block Details
  18. Capturing Agreement Details
  19. Viewing Messages using Message Preview
  20. Amortize schedule type products for Tranche Contracts
  21. Amending Tranche Margin Details
  22. Maintaining Floor and Ceiling Details
  23. Viewing Floor and Ceiling Adjustment Summary
  24. Floor and Ceiling for Base Rate Only
Loan Syndication Contracts - Part 2 This topic deals with the procedure involved in entering the details of syndication contracts (Facility, Tranche, and Drawdowns). The topics which are part of Loan Syndication Contracts - Part 2 are:
  1. Processing a Drawdown
  2. Capturing Drawdown Details
  3. Amending Drawdown SKIM Details
  4. Processing Future Value Dated Payments
  5. Processing Revaluation of Drawdowns
  6. Allowing Back Valued Activities on a Drawdown Beyond the Trade Date
  7. Amending Global Amount for a Contract
  8. Processing Participant Contracts
  9. Loans Syndication – Participant Contract Online screen
  10. Participant Position Summary
  11. Transferring Participant Assets
  12. Processing Sighting Fund Rollover/Reprice
  13. Remitting Withheld Tax
  14. Refunding Withheld Tax
  15. Processing Back Valued Interest and Fee for Payables and Receivables
  16. Viewing Borrower/Participant Contract Processing Status
  17. Maintaining Special Penalty Component Waiver Details
  18. Viewing the Waiver Details of Special Penalty Components
  19. Netting Cash Flows for a Tranche
  20. Free Format Messages for Loan Syndication Contracts
  21. Processing the Release of Payment Messages
  22. Settlement Instruction Maintenance Information
  23. Viewing Syndication Contracts
  24. Viewing the Automatic Rate Set Browser
  25. Contract Status Change
  26. Principal Schedule Upload
  27. Payable Receivable Upload
  28. Bulk Upload
  29. Maintaining multi-level authorization of a contract
Processing Repayments This topic discusses the setting up of repayment schedules for the drawdowns that are disbursed. The topics which are part of Processing Repayments are:
  1. Repayments
  2. Defining Schedules for a Product
  3. Defining Drawdown for a Contract
  4. Defining Schedules for a Contract
  5. Processing Repayments Manually
  6. Processing Prepayments
  7. Payable Receivable Upload
Processing Charges and Fees This topic takes you through the procedures involved in applying fees to a drawdown loan contract as well as the sharing of fee income among participants of a syndication contract. The topics which are part of Processing Charges and Fees are:
  1. Introduction
  2. Defining a Fee Rule
  3. Maintaining Fee Rule Details
  4. Types of Fees
Rolling over a drawdown This topic explains the process of rolling over a drawdown. The topics which are part of Rolling over a drawdown are:
  1. Introduction
  2. Defining Product Rollover Preferences
  3. Specifying Contract Rollover Details
  4. Rollover Netting Payment Messaging Process
  5. Reversing Rollover Instructions
  6. Defining Advices for Rolled Over Drawdowns
  7. Processing Non-Prorata Rollovers
Processing a Value Dated Amendment This topic deals with the value dated amendments for a tranches and drawdowns. The topics which are part of Processing a Value Dated Amendment are:
  1. Introduction
  2. Making Value Dated Amendments for a Tranche
  3. Viewing Value Dated Amendment Summary
  4. Downsizing Tranche for an Investor’s Default
  5. Upsizing Tranche Amount on a Non-prorata Basis
  6. Making Value Date Amendments for a Drawdown
Straight Through Processing (STP) This topic explains the straight through processing from LB module to OL module of Oracle Banking Corporate Lending. The topics which are part of Straight Through Processing (STP) are:
  1. Introduction
  2. Maintaining Desk Codes
  3. Mapping LB and OL Products and Components
  4. Mapping LB OL Contract Details
  5. Tax Propagation to Bilateral Loans Contracts
  6. Identifying Loan Products for Agency Contract Creation
  7. Processing Loan Contracts in OL Module
  8. Reprocessing STP Status Details in OL Module
  9. Handing off Agency Contract Amendment Details
  10. Handing off Agency Fee Amendment Detail
  11. Processing HFI-HFS Transfer in STP Interface Browser
  12. Processing the LB PRAM (Assignment) as Part of STP
  13. Processing Agency Reprice Detail
  14. STP Processing for BA drawdown contracts
  15. STP Processing for Swingline drawdown contracts
  16. Bulk Update of Handoff Status in LB OL STP Interface browser
  17. Simplified STP
  18. Translation maintenance
Re-pricing This topic explains the re-pricing of fixed rate contracts to floating rate contracts and vice-versa. The topics which are part of Re-pricing are:
  1. Introduction
  2. Capturing Split Re-Price Instructions
  3. Processing Split Re-Pricing
  4. Capturing Consolidation Re-Price Instructions
  5. Processing Consolidated Re-Pricing
  6. Reversing Re-Price Instructions
Maintaining Collateral Details This topic explains the maintenance of collateral input, tranche account details for a collateral and collateral entity details. The topics which are part of Maintaining Collateral Details are:
  1. Collateral Maintenance
  2. Collateral Entity Details Maintenance
  3. Tranche Collateral Details Maintenance
  4. Viewing Tranche Collateral Details
  5. Tranche Collateral Account Details Maintenance
  6. Tranche Collateral Entity Details
  7. Collateral Percentage Details Maintenance
  8. Capturing Collateral Override Details
Appendix A – Events, Advices and Accounting Entries for Loan Syndication Products This topic contains a list of suggested accounting entries, events and advices used by the loan syndication modules. The topics which are part of Appendix A – Events, Advices and Accounting Entries for Loan Syndication Products are:
  1. Events, Advices and Accounting Entries
  2. Event-wise Accounting Entries and Advices
  3. Accounting Entries for BPMT / PPMT
  4. Accounting Entries for Late Payment Charges
  5. Accounting Entries for Tax Components
  6. Accounting Entries for FATCA
  7. Accounting Entries for LOR
  8. Accounting Entries for Adhoc Expense Fee
  9. Error Codes
S.W.I.F.T. Messages for Loan Syndication This topic lists the S.W.I.F.T. messages generated by the system during the life cycle of a tranche or drawdown contract under a syndication contract. The topics which are part of S.W.I.F.T. Messages for Loan Syndication are:
  1. S.W.I.F.T. Messages
FpML Messaging This topic deals with the FpML messages supported by the system. The topics which are part of FpML Messaging are:
  1. Introduction
  2. Maintenances Required for FpML
  3. Handling Initial Validations for FpML Messages
  4. Notices from Agent to Investors
  5. Generating Notices Manually
  6. System generated Messages
  7. Messages from Markit for Prime Increase
  8. Messages from Markit for Trade Settlement
  9. Impact of Markit Trades on Tranches and Drawdowns in LB
  10. Handling Status for Processing Markit Agency Trade Settlement
  11. Messages from Markit for Trade Settlement in SLT
  12. Processing Manual Trade Settlement
  13. Handling Status for Processing Markit SLT Trade Settlement
  14. Viewing the Markit Agency Interface Browser
  15. Transferring Updated Information to Markit
  16. Viewing FpML Messages
  17. Viewing the Markit Agency Interface Browser
Customer Correspondence This topic enumerates the different advices that are sent to customers involved in loan syndication contracts. The topics which are part of Customer Correspondence are:
  1. Introduction
  2. Drawdown Notices
  3. Exchange Rate Fixing Advices
  4. Interest Rate Fixing Advices
  5. A note on Interest Rate Revision Advices
  6. Assignment Advice
  7. Interest Rate Fixing Notice
  8. Drawdown Notice to Participant
  9. Amendment Fees for the Borrower
  10. Amendment Fees for the Investor
  11. Borrower Fax and Payment Message for SLC Fees
Function ID Glossary It has alphabetical listing of Function/Screen ID's used in the module with page references for quick navigation.

Parent topic: Preface

Related Documents

This user manual must be used in conjunction with the following user manuals:
  • Core Services
  • Core Entities
  • Loans
  • Deposits
  • Procedures
  • Products
  • Interest
  • Charges
  • Settlement

Parent topic: Preface